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FUND

Sprott Focus Trust

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$9.12M +$739K +108,021 +9%
Stifel Financial
2
Stifel Financial
Missouri
$5.52M +$710K +103,734 +15%
COLIM
3
City of London Investment Management
United Kingdom
$4.35M -$504K -73,654 -10%
1CP
4
1607 Capital Partners
Virginia
$2.91M -$48.6K -7,100 -2%
MC
5
Matisse Capital
Oregon
$1.93M -$234K -34,160 -11%
Bank of America
6
Bank of America
North Carolina
$1.85M +$69.7K +10,185 +4%
BC
7
Brinker Capital
Pennsylvania
$877K -$65.7K -9,600 -7%
FAAS
8
First Allied Advisory Services
California
$875K +$201K +29,421 +30%
CA
9
Cornerstone Advisors
North Carolina
$723K +$65.4K +9,560 +10%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$678K -$19K -2,773 -3%
Wells Fargo
11
Wells Fargo
California
$664K -$34K -4,964 -5%
SRC
12
Shufro Rose & Co
New York
$481K
Morgan Stanley
13
Morgan Stanley
New York
$351K -$56.6K -8,271 -14%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$346K -$10.8K -1,581 -3%
Citigroup
15
Citigroup
New York
$298K +$296K +43,190 New
SFS
16
Shaker Financial Services
Virginia
$292K +$290K +42,380 New
AA
17
AQR Arbitrage
Connecticut
$263K -$106K -15,484 -29%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$232K -$92.7K -13,547 -29%
LCM
19
Landscape Capital Management
New Jersey
$223K -$92.3K -13,493 -29%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$207K +$206K +30,105 New
RIL
21
Rothschild Investment LLC
Illinois
$166K +$2.07K +303 +1%
RJA
22
Raymond James & Associates
Florida
$155K +$15.7K +2,290 +11%
PVWM
23
Point View Wealth Management
New Jersey
$150K
UBS Group
24
UBS Group
Switzerland
$130K +$15.2K +2,219 +13%
HighTower Advisors
25
HighTower Advisors
Illinois
$126K +$1.59K +233 +1%