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First Trust Senior Loan Fund ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CA
101
Cetera Advisors
Colorado
$641K -$483K -10,152 -43%
CCFM
102
Clear Creek Financial Management
Washington
$635K +$642K +13,490 New
MIAN
103
Mariner Independent Advisor Network
Kansas
$615K +$11.4K +240 +2%
WI
104
Wintrust Investments
Illinois
$608K +$157K +3,309 +35%
CAM
105
Concorde Asset Management
Michigan
$593K -$178K -3,732 -23%
OC
106
Oppenheimer & Co
New York
$585K +$23.8K +501 +4%
SB
107
Suntrust Banks
Georgia
$582K -$26.1K -548 -4%
AFP
108
Ausdal Financial Partners
Iowa
$536K +$537K +11,281 New
NFG
109
Next Financial Group
Texas
$531K +$412K +8,654 +329%
PTC
110
Private Trust Company
Ohio
$528K +$193K +4,053 +57%
AWA
111
Arete Wealth Advisors
Illinois
$527K -$76.6K -1,609 -13%
BHWM
112
Bay Harbor Wealth Management
Maryland
$515K -$65.5K -1,376 -11%
IWM
113
IHT Wealth Management
Illinois
$505K -$387K -8,130 -43%
Cetera Investment Advisers
114
Cetera Investment Advisers
Illinois
$474K -$33.5K -704 -7%
PWM
115
PRW Wealth Management
Massachusetts
$461K -$95.2K -2,000 -17%
BFA
116
Beaumont Financial Advisors
Massachusetts
$409K
FAIM
117
Financial Advocates Investment Management
Washington
$405K +$44.3K +931 +12%
HPC
118
Hobart Private Capital
North Carolina
$395K -$178K -3,733 -31%
SG
119
StoneX Group
New York
$393K -$36.9K -776 -9%
WP
120
WealthSource Partners
California
$354K -$48 -1 -0%
TSS
121
Two Sigma Securities
New York
$345K +$348K +7,322 New
FA
122
FDx Advisors
Illinois
$341K +$70.4K +1,479 +26%
LFAS
123
Level Four Advisory Services
Texas
$340K +$93.1K +1,957 +37%
AIC
124
Ameritas Investment Company
Nebraska
$338K -$658K -13,831 -66%
DI
125
DFPG Investments
Utah
$327K +$51.1K +1,073 +18%