DFPG Investments’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

DFPG Investments’s Portfolio FTSL Stock Details FTSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-6,381	Closed	-$290K	–	176
2020 Q2	$290K	Buy	6,381 +27	+0.4%	+$1.21K	0.18%	122
2020 Q1	$282K	Sell	6,354 -660	-9%	-$30.3K	0.21%	107
2019 Q4	$338K	Buy	7,014 +36	+0.5%	+$1.71K	0.22%	108
2019 Q3	$329K	Buy	6,978 +39	+0.6%	+$1.85K	0.27%	103
2019 Q2	$327K	Buy	6,939 +1,073	+18%	+$51.1K	0.31%	102
2019 Q1	$279K	Buy	5,866 +43	+0.7%	+$2.03K	0.3%	97
2018 Q4	$265K	Buy	+5,823	New	+$276K	0.35%	93

Other funds holding FTSL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

FAM

Flaharty Asset Management Clearwater, Florida $69.9M AUM 13.96% 1-Year Est. Return

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Welch & Forbes Boston, Massachusetts $7.73B AUM 14.94% 1-Year Est. Return

DFPG Investments's FTSL Position: Q3 2020 in Review

DFPG Investments sold out of First Trust Senior Loan Fund ETF (FTSL) in Q3 2020, closing a stake of 6,381 shares — an estimated $290K sold.

DFPG Investments first reported a position in FTSL in Q4 2018 and held it in 7 quarters. The position peaked at $338K in Q4 2019. 178 funds tracked by Wall St. Rank hold FTSL as of Q3 2020.

DFPG Investments reported no remaining First Trust Senior Loan Fund ETF position as of Q3 2020 after selling out during the quarter.
DFPG Investments sold 6,381 First Trust Senior Loan Fund ETF shares in Q3 2020, an estimated $290K.
DFPG Investments first reported a position in First Trust Senior Loan Fund ETF in Q4 2018 and held it in 7 quarters.
DFPG Investments's First Trust Senior Loan Fund ETF position peaked at $338K in Q4 2019.
178 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q3 2020.

Based on DFPG Investments's 13F filing for Q3 2020, filed 13 Oct 2020.