Bay Harbor Wealth Management’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

Bay Harbor Wealth Management’s Portfolio FTSL Stock Details FTSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-726	Closed	-$32K	–	201
2022 Q2	$32K	Sell	726 -368	-34%	-$16.9K	0.01%	119
2022 Q1	$51K	Hold	1,094	–	–	0.02%	115
2021 Q4	$52K	Sell	1,094 -154	-12%	-$7.37K	0.02%	116
2021 Q3	$60K	Sell	1,248 -480	-28%	-$23K	0.03%	115
2021 Q2	$83K	Sell	1,728 -1,835	-52%	-$88.1K	0.04%	87
2021 Q1	$171K	Buy	+3,563	New	+$171K	0.08%	57
2020 Q3	–	Sell	-104	Closed	-$5K	–	387
2020 Q2	$5K	Sell	104 -9,837	-99%	-$440K	﹤0.01%	240
2020 Q1	$415K	Sell	9,941 -353	-3%	-$16.2K	0.25%	50
2019 Q4	$493K	Sell	10,294 -273	-3%	-$13K	0.27%	50
2019 Q3	$501K	Sell	10,567 -360	-3%	-$17K	0.3%	47
2019 Q2	$515K	Sell	10,927 -1,376	-11%	-$65.5K	0.32%	50
2019 Q1	$579K	Buy	12,303 +113	+0.9%	+$5.33K	0.39%	41
2018 Q4	$555K	Buy	+12,190	New	+$577K	0.44%	40

Other funds holding FTSL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VCM

Virtue Capital Management Brentwood, Tennessee $657M AUM 24.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Bay Harbor Wealth Management's FTSL Position: Q3 2022 in Review

Bay Harbor Wealth Management sold out of First Trust Senior Loan Fund ETF (FTSL) in Q3 2022, closing a stake of 726 shares — an estimated $32K sold.

Bay Harbor Wealth Management first reported a position in FTSL in Q4 2018 and held it in 13 quarters. The position peaked at $579K in Q1 2019. 322 funds tracked by Wall St. Rank hold FTSL as of Q3 2022.

Bay Harbor Wealth Management reported no remaining First Trust Senior Loan Fund ETF position as of Q3 2022 after selling out during the quarter.
Bay Harbor Wealth Management sold 726 First Trust Senior Loan Fund ETF shares in Q3 2022, an estimated $32K.
Bay Harbor Wealth Management first reported a position in First Trust Senior Loan Fund ETF in Q4 2018 and held it in 13 quarters.
Bay Harbor Wealth Management's First Trust Senior Loan Fund ETF position peaked at $579K in Q1 2019.
322 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q3 2022.

Based on Bay Harbor Wealth Management's 13F filing for Q3 2022, filed 2 Nov 2022.