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First Trust Large Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$202M -$15.2M -293,581 -7%
UBS Group
2
UBS Group
Switzerland
$85.1M -$6.97M -134,657 -8%
TIM
3
Total Investment Management
Arizona
$49.9M +$3.98M +76,830 +8%
Wells Fargo
4
Wells Fargo
California
$43.2M -$4.34M -83,832 -9%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$39.6M +$1.74M +33,720 +5%
LPL Financial
6
LPL Financial
California
$38M +$1.59M +30,775 +4%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$35.9M +$2.48M +47,849 +7%
Bank of America
8
Bank of America
North Carolina
$25.7M -$4.12M -79,704 -14%
PI
9
PFS Investments
Georgia
$24.8M +$2.14M +41,437 +10%
PAG
10
Private Advisor Group
New Jersey
$21.5M +$1.81M +34,964 +9%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$19.1M -$5.58M -107,757 -23%
AG
12
Advisor Group
Arizona
$13.1M +$1.09M +20,980 +9%
RJA
13
Raymond James & Associates
Florida
$10.3M +$137K +2,657 +1%
RWMH
14
Riverpoint Wealth Management Holdings
Illinois
$9.18M -$281K -5,435 -3%
GIA
15
Gladstone Institutional Advisory
Florida
$8.15M +$1.15M +22,316 +17%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$8.14M +$4.48M +86,564 +124%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$6.56M -$46.4K -896 -0.7%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$6.55M +$667K +12,885 +11%
PCM
19
Peak Capital Management
Colorado
$6.27M +$6.48M +125,247 New
FAAS
20
First Allied Advisory Services
California
$6.24M -$155K -2,990 -2%
HI
21
Horizon Investments
North Carolina
$5.5M +$465K +8,978 +9%
DADC
22
D.A. Davidson & Co
Montana
$5.1M +$106K +2,055 +2%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$4.93M +$111K +2,153 +2%
CA
24
Cetera Advisors
Colorado
$4.43M +$605K +11,692 +16%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$4.29M +$451K +8,717 +12%