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First Trust Large Cap Value AlphaDEX Fund
FTA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$154M -$31.1M -832,032 -18%
UBS Group
2
UBS Group
Switzerland
$112M +$8.85M +236,549 +9%
LPL Financial
3
LPL Financial
California
$70.6M -$16.6M -442,327 -20%
Wells Fargo
4
Wells Fargo
California
$26.9M -$4.37M -116,661 -15%
Bank of America
5
Bank of America
North Carolina
$26.7M -$21.8M -583,684 -47%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$21.8M -$1M -26,726 -5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$13.2M -$2.4M -64,170 -16%
HI
8
Horizon Investments
North Carolina
$12.5M +$716K +19,134 +7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$11.2M -$2.87M -76,735 -22%
HighTower Advisors
10
HighTower Advisors
Illinois
$7.69M -$232K -6,209 -3%
Ameriprise
11
Ameriprise
Minnesota
$7.62M -$3.66M -97,909 -34%
VFA
12
Voya Financial Advisors
Connecticut
$6.41M +$286K +7,630 +5%
PAG
13
Private Advisor Group
New Jersey
$6.03M +$5.2M +138,821 +1,441%
CA
14
Cetera Advisors
Colorado
$5.74M -$289K -7,723 -5%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$5.51M -$3M -80,086 -37%
RJA
16
Raymond James & Associates
Florida
$5.33M -$15.9M -425,480 -76%
HFS
17
HL Financial Services
Kentucky
$4.31M +$332K +8,860 +9%
FA
18
FDx Advisors
Illinois
$3.69M +$358K +9,556 +12%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$3M -$111K -2,955 -4%
AIM
20
Aspen Investment Management
Michigan
$2.71M -$16.1K -430 -0.6%
AIG
21
American International Group
New York
$2.68M -$114K -3,046 -4%
MFS
22
MSI Financial Services
Massachusetts
$2.57M +$20.5K +547 +0.9%
IA
23
IFP Advisors
Florida
$2.56M +$1.2M +32,174 +185%
FAAS
24
First Allied Advisory Services
California
$1.93M +$323K +8,640 +22%
OC
25
Oppenheimer & Co
New York
$1.82M -$278K -7,428 -14%
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