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First Trust Large Cap Value AlphaDEX Fund
FTA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$206M -$89.1K -1,691 -0%
UBS Group
2
UBS Group
Switzerland
$133M +$974K +18,486 +0.8%
Wells Fargo
3
Wells Fargo
California
$63.9M +$415K +7,879 +0.7%
LPL Financial
4
LPL Financial
California
$39.2M +$311K +5,898 +0.8%
Bank of America
5
Bank of America
North Carolina
$39.2M +$2.35M +44,589 +7%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$24.4M +$479K +9,099 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$21.8M +$3.15M +59,714 +18%
RJA
8
Raymond James & Associates
Florida
$14.2M +$681K +12,933 +5%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$10.7M +$2.22M +42,222 +28%
PAG
10
Private Advisor Group
New Jersey
$10.4M -$323K -6,124 -3%
VFA
11
Voya Financial Advisors
Connecticut
$10.2M -$76.6K -1,455 -0.8%
BS
12
Banco Santander
Spain
$9.91M -$293K -5,563 -3%
RWMH
13
Riverpoint Wealth Management Holdings
Illinois
$9.23M -$814K -15,451 -8%
FAAS
14
First Allied Advisory Services
California
$7.23M +$813K +15,433 +13%
HI
15
Horizon Investments
North Carolina
$6.01M +$6.45M +122,477 New
CCA
16
Clearwater Capital Advisors
Illinois
$5.62M +$89K +1,690 +2%
HA
17
Hays Advisory
Tennessee
$5.59M -$1.69M -32,109 -24%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$5.32M +$327K +6,215 +7%
CA
19
Cetera Advisors
Colorado
$5.17M -$114K -2,157 -2%
HFS
20
HL Financial Services
Kentucky
$4.67M -$193K -3,668 -4%
MAP
21
Milestone Advisory Partners
North Carolina
$4.53M +$4.37M +82,890 New
CS
22
Credit Suisse
Switzerland
$4.24M -$1.81M -34,410 -31%
WI
23
Wintrust Investments
Illinois
$3.96M +$161K +3,049 +4%
PI
24
PFS Investments
Georgia
$3.87M +$3.56M +67,533 New
SB
25
Suntrust Banks
Georgia
$3.86M +$514K +9,757 +15%
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