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First Trust Large Cap Value AlphaDEX Fund
FTA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$193M +$1.98M +39,251 +1%
UBS Group
2
UBS Group
Switzerland
$124M +$9.31M +184,716 +8%
Wells Fargo
3
Wells Fargo
California
$59.3M +$3.1M +61,475 +6%
LPL Financial
4
LPL Financial
California
$36.4M -$279K -5,536 -0.8%
Bank of America
5
Bank of America
North Carolina
$34.4M -$1.61M -31,953 -5%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$22.4M +$795K +15,784 +4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$17.4M +$119K +2,354 +0.7%
RJA
8
Raymond James & Associates
Florida
$12.6M -$496K -9,842 -4%
PAG
9
Private Advisor Group
New Jersey
$9.96M +$91.3K +1,812 +0.9%
BS
10
Banco Santander
Spain
$9.57M -$345K -6,850 -4%
VFA
11
Voya Financial Advisors
Connecticut
$9.54M -$158K -3,127 -2%
RWMH
12
Riverpoint Wealth Management Holdings
Illinois
$9.46M -$14.2K -281 -0.2%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$7.84M -$16.3M -322,620 -68%
HA
14
Hays Advisory
Tennessee
$6.87M -$4.16M -82,606 -38%
FAAS
15
First Allied Advisory Services
California
$5.96M +$1.23M +24,437 +26%
CS
16
Credit Suisse
Switzerland
$5.72M +$5.64M +111,963 New
CCA
17
Clearwater Capital Advisors
Illinois
$5.19M +$126K +2,506 +3%
CA
18
Cetera Advisors
Colorado
$4.95M -$90.9K -1,805 -2%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$4.66M -$168K -3,340 -4%
HFS
20
HL Financial Services
Kentucky
$4.56M -$102K -2,031 -2%
RIA
21
Regal Investment Advisors
Michigan
$4.02M -$376K -7,459 -9%
WI
22
Wintrust Investments
Illinois
$3.55M -$607K -12,043 -15%
IH
23
IFC Holdings
Florida
$3.54M -$132K -2,626 -4%
SB
24
Suntrust Banks
Georgia
$3.36M +$710K +14,100 +27%
AG
25
Advisor Group
Arizona
$2.7M -$409K -8,109 -13%
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