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First Trust Large Cap Value AlphaDEX Fund
FTA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$182M +$10.8M +239,841 +7%
UBS Group
2
UBS Group
Switzerland
$127M +$14.6M +325,741 +14%
Wells Fargo
3
Wells Fargo
California
$43.9M +$11.2M +250,139 +36%
LPL Financial
4
LPL Financial
California
$34.7M -$476K -10,603 -1%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$27.2M -$2.03M -45,329 -7%
Bank of America
6
Bank of America
North Carolina
$27.1M +$2.05M +45,747 +9%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$18.2M +$1.38M +30,809 +9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$16.4M +$1.74M +38,901 +12%
RJA
9
Raymond James & Associates
Florida
$11.1M +$2.54M +56,623 +31%
VFA
10
Voya Financial Advisors
Connecticut
$9.14M -$42.4K -946 -0.5%
PAG
11
Private Advisor Group
New Jersey
$8.87M +$486K +10,839 +6%
RWMH
12
Riverpoint Wealth Management Holdings
Illinois
$8.7M +$8.25M +183,983 New
HighTower Advisors
13
HighTower Advisors
Illinois
$6.79M -$178K -3,977 -3%
BS
14
Banco Santander
Spain
$5.55M +$5.31M +118,415 New
HFS
15
HL Financial Services
Kentucky
$4.56M -$335K -7,472 -7%
CCA
16
Clearwater Capital Advisors
Illinois
$4.47M +$117K +2,604 +3%
CA
17
Cetera Advisors
Colorado
$4.47M -$177K -3,949 -4%
FAAS
18
First Allied Advisory Services
California
$3.73M +$756K +16,851 +27%
Ameriprise
19
Ameriprise
Minnesota
$3.63M -$2.21M -49,209 -39%
RIA
20
Regal Investment Advisors
Michigan
$3.59M +$3.43M +76,553 New
MFS
21
MSI Financial Services
Massachusetts
$3.41M +$304K +6,778 +10%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$3.36M -$9.73K -217 -0.3%
WI
23
Wintrust Investments
Illinois
$2.87M +$2.75M +61,312 New
CFD
24
Creative Financial Designs
Indiana
$2.18M +$2.09M +46,569 New
FCAG
25
First Capital Advisors Group
New Jersey
$2.15M +$2.06M +45,865 New
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