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First Trust Large Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$135M -$6.88M -159,881 -5%
UBS Group
2
UBS Group
Switzerland
$38.3M -$3.36M -77,930 -8%
LPL Financial
3
LPL Financial
California
$25.6M -$5.7M -132,291 -19%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$14.7M +$3.55M +82,502 +34%
Bank of America
5
Bank of America
North Carolina
$14.7M -$4.91M -113,976 -26%
Wells Fargo
6
Wells Fargo
California
$14.1M -$7.05M -163,812 -35%
PAG
7
Private Advisor Group
New Jersey
$12.9M -$1.79M -41,609 -13%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$12M +$386K +8,969 +4%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$9.44M +$8.93M +207,522 New
GIA
10
Gladstone Institutional Advisory
Florida
$8.16M +$636K +14,777 +9%
RJA
11
Raymond James & Associates
Florida
$6.36M -$1.71M -39,727 -22%
Osaic Holdings
12
Osaic Holdings
Arizona
$4.45M -$953K -22,132 -17%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$4.27M -$467K -10,843 -10%
RIA
14
Regal Investment Advisors
Michigan
$3.79M +$3.59M +83,339 New
Truist Financial
15
Truist Financial
North Carolina
$3.72M -$125K -2,900 -3%
EAM
16
Eukles Asset Management
Ohio
$2.41M +$47.7K +1,108 +2%
DADC
17
D.A. Davidson & Co
Montana
$2.3M -$1.89M -43,794 -46%
SCA
18
Snowden Capital Advisors
New York
$2.28M -$316K -7,345 -13%
WI
19
Wintrust Investments
Illinois
$2.17M -$635K -14,745 -24%
FAAS
20
First Allied Advisory Services
California
$2.16M -$131K -3,034 -6%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$2.15M -$169K -3,930 -8%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$2.15M -$280K -6,492 -12%
AAS
23
Avantax Advisory Services
Texas
$2.11M -$563K -13,070 -22%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$1.6M +$431K +10,012 +40%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$1.54M -$1.89M -43,885 -56%