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First Trust Large Cap Value AlphaDEX Fund
FTA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$155M -$4.71M -112,184 -3%
UBS Group
2
UBS Group
Switzerland
$102M -$6.3M -150,117 -6%
LPL Financial
3
LPL Financial
California
$31.5M -$2.49M -59,468 -7%
Wells Fargo
4
Wells Fargo
California
$29.2M +$1.13M +26,939 +4%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$26.6M +$2.25M +53,565 +9%
Bank of America
6
Bank of America
North Carolina
$22.7M -$5.76M -137,302 -21%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$15.2M +$401K +9,564 +3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$13.3M +$228K +5,445 +2%
VFA
9
Voya Financial Advisors
Connecticut
$8.21M -$2.31M -55,061 -22%
RJA
10
Raymond James & Associates
Florida
$7.7M +$2.49M +59,316 +49%
PAG
11
Private Advisor Group
New Jersey
$7.46M +$211K +5,024 +3%
HighTower Advisors
12
HighTower Advisors
Illinois
$6.34M -$1.48M -35,222 -19%
Ameriprise
13
Ameriprise
Minnesota
$5.39M -$349K -8,311 -6%
HFS
14
HL Financial Services
Kentucky
$4.46M -$123K -2,921 -3%
CA
15
Cetera Advisors
Colorado
$4.23M -$602K -14,355 -13%
SG Americas Securities
16
SG Americas Securities
New York
$4.07M +$2.61M +62,294 +187%
CCA
17
Clearwater Capital Advisors
Illinois
$3.9M -$58.9K -1,405 -2%
CS
18
Credit Suisse
Switzerland
$3.31M -$3.11M -74,176 -49%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$3.06M -$15.4K -367 -0.5%
MFS
20
MSI Financial Services
Massachusetts
$2.81M +$268K +6,398 +11%
FAAS
21
First Allied Advisory Services
California
$2.67M +$67.2K +1,602 +3%
CAN
22
Cetera Advisor Networks
California
$2.14M +$979K +23,329 +87%
AG
23
Advisor Group
Arizona
$1.92M -$284K -6,765 -13%
OC
24
Oppenheimer & Co
New York
$1.9M +$74.1K +1,766 +4%
VKH
25
Virtu KCG Holdings
New York
$1.85M +$280K +6,667 +18%
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