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First Trust Large Cap Value AlphaDEX Fund
FTA

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 155 M -USD 4.71 M -112,184 -3%
UBS Group
2
UBS Group
Switzerland
USD 102 M -USD 6.3 M -150,117 -6%
LPL Financial
3
LPL Financial
California
USD 31.5 M -USD 2.49 M -59,468 -7%
Wells Fargo
4
Wells Fargo
California
USD 29.2 M +USD 1.13 M +26,939 +4%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
USD 26.6 M +USD 2.25 M +53,565 +9%
Bank of America
6
Bank of America
North Carolina
USD 22.7 M -USD 5.76 M -137,302 -21%
Raymond James Financial Services Advisors
7
Raymond James Financial Services Advisors
Florida
USD 15.2 M +USD 401 k +9,564 +3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 13.3 M +USD 228 k +5,445 +2%
Voya Financial Advisors
9
Voya Financial Advisors
Connecticut
USD 8.21 M -USD 2.31 M -55,061 -22%
Raymond James & Associates
10
Raymond James & Associates
Florida
USD 7.7 M +USD 2.49 M +59,316 +49%
Private Advisor Group
11
Private Advisor Group
New Jersey
USD 7.46 M +USD 211 k +5,024 +3%
HighTower Advisors
12
HighTower Advisors
Illinois
USD 6.34 M -USD 1.48 M -35,222 -19%
Ameriprise
13
Ameriprise
Minnesota
USD 5.39 M -USD 349 k -8,311 -6%
HL Financial Services
14
HL Financial Services
Kentucky
USD 4.46 M -USD 123 k -2,921 -3%
Cetera Advisors
15
Cetera Advisors
Colorado
USD 4.23 M -USD 602 k -14,355 -13%
SG Americas Securities
16
SG Americas Securities
New York
USD 4.07 M +USD 2.61 M +62,294 +187%
Clearwater Capital Advisors
17
Clearwater Capital Advisors
Illinois
USD 3.9 M -USD 58.9 k -1,405 -2%
Credit Suisse
18
Credit Suisse
Switzerland
USD 3.32 M -USD 3.11 M -74,176 -49%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
USD 3.06 M -USD 15.4 k -367 -0.5%
MSI Financial Services
20
MSI Financial Services
Massachusetts
USD 2.81 M +USD 268 k +6,398 +11%
First Allied Advisory Services
21
First Allied Advisory Services
California
USD 2.67 M +USD 67.2 k +1,602 +3%
Cetera Advisor Networks
22
Cetera Advisor Networks
California
USD 2.14 M +USD 979 k +23,329 +87%
Advisor Group
23
Advisor Group
Arizona
USD 1.92 M -USD 284 k -6,765 -13%
Oppenheimer & Co
24
Oppenheimer & Co
New York
USD 1.9 M +USD 74.1 k +1,766 +4%
Virtu KCG Holdings
25
Virtu KCG Holdings
New York
USD 1.85 M +USD 280 k +6,667 +18%
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