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First Trust Large Cap Value AlphaDEX Fund
FTA

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 150 M -USD 1.1 M -27,351 -0.7%
UBS Group
2
UBS Group
Switzerland
USD 101 M -USD 8.89 M -221,056 -8%
LPL Financial
3
LPL Financial
California
USD 31.7 M -USD 39.3 M -976,950 -55%
Bank of America
4
Bank of America
North Carolina
USD 26.7 M +USD 457 k +11,370 +2%
Wells Fargo
5
Wells Fargo
California
USD 26.3 M -USD 66.7 k -1,659 -0.3%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
USD 22.8 M +USD 1.36 M +33,918 +6%
Raymond James Financial Services Advisors
7
Raymond James Financial Services Advisors
Florida
USD 13.9 M +USD 920 k +22,894 +7%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 12.2 M +USD 1.22 M +30,413 +11%
Voya Financial Advisors
9
Voya Financial Advisors
Connecticut
USD 9.8 M +USD 3.72 M +92,556 +59%
Horizon Investments
10
Horizon Investments
North Carolina
USD 7.42 M -USD 4.94 M -122,857 -40%
HighTower Advisors
11
HighTower Advisors
Illinois
USD 7.34 M -USD 205 k -5,099 -3%
Private Advisor Group
12
Private Advisor Group
New Jersey
USD 6.74 M +USD 909 k +22,604 +15%
Credit Suisse
13
Credit Suisse
Switzerland
USD 6.06 M +USD 6.11 M +152,039 Nuevas
Ameriprise
14
Ameriprise
Minnesota
USD 5.38 M -USD 2.11 M -52,443 -28%
Raymond James & Associates
15
Raymond James & Associates
Florida
USD 4.84 M -USD 395 k -9,828 -7%
Cetera Advisors
16
Cetera Advisors
Colorado
USD 4.54 M -USD 1.11 M -27,531 -19%
HL Financial Services
17
HL Financial Services
Kentucky
USD 4.3 M +USD 62.1 k +1,544 +1%
FDx Advisors
18
FDx Advisors
Illinois
USD 3.73 M +USD 105 k +2,624 +3%
Clearwater Capital Advisors
19
Clearwater Capital Advisors
Illinois
USD 3.68 M +USD 3.76 M +93,486 Nuevas
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
USD 2.88 M -USD 63.4 k -1,577 -2%
First Allied Advisory Services
21
First Allied Advisory Services
California
USD 2.43 M +USD 544 k +13,534 +28%
MSI Financial Services
22
MSI Financial Services
Massachusetts
USD 2.38 M -USD 144 k -3,577 -6%
Advisor Group
23
Advisor Group
Arizona
USD 2.06 M +USD 2.08 M +51,826 Nuevas
Oppenheimer & Co
24
Oppenheimer & Co
New York
USD 1.71 M -USD 76.6 k -1,906 -4%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
USD 1.7 M +USD 1.17 M +29,153 +217%
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