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First Trust Large Cap Value AlphaDEX Fund
FTA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$150M -$1.1M -27,351 -0.7%
UBS Group
2
UBS Group
Switzerland
$101M -$8.89M -221,056 -8%
LPL Financial
3
LPL Financial
California
$31.7M -$39.3M -976,950 -55%
Bank of America
4
Bank of America
North Carolina
$26.7M +$457K +11,370 +2%
Wells Fargo
5
Wells Fargo
California
$26.3M -$66.7K -1,659 -0.3%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$22.8M +$1.36M +33,918 +6%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$13.9M +$920K +22,894 +7%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$12.2M +$1.22M +30,413 +11%
VFA
9
Voya Financial Advisors
Connecticut
$9.82M +$3.72M +92,556 +59%
HI
10
Horizon Investments
North Carolina
$7.42M -$4.94M -122,857 -40%
HighTower Advisors
11
HighTower Advisors
Illinois
$7.34M -$205K -5,099 -3%
PAG
12
Private Advisor Group
New Jersey
$6.74M +$909K +22,604 +15%
CS
13
Credit Suisse
Switzerland
$6.07M +$6.11M +152,039 New
Ameriprise
14
Ameriprise
Minnesota
$5.38M -$2.11M -52,443 -28%
RJA
15
Raymond James & Associates
Florida
$4.84M -$395K -9,828 -7%
CA
16
Cetera Advisors
Colorado
$4.54M -$1.11M -27,531 -19%
HFS
17
HL Financial Services
Kentucky
$4.3M +$62.1K +1,544 +1%
FA
18
FDx Advisors
Illinois
$3.73M +$105K +2,624 +3%
CCA
19
Clearwater Capital Advisors
Illinois
$3.68M +$3.76M +93,486 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$2.88M -$63.4K -1,577 -2%
FAAS
21
First Allied Advisory Services
California
$2.43M +$544K +13,534 +28%
MFS
22
MSI Financial Services
Massachusetts
$2.38M -$144K -3,577 -6%
AG
23
Advisor Group
Arizona
$2.06M +$2.08M +51,826 New
OC
24
Oppenheimer & Co
New York
$1.71M -$76.6K -1,906 -4%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$1.7M +$1.17M +29,153 +217%
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