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First Trust Large Cap Value AlphaDEX Fund
FTA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$157M -$2.29M -44,341 -2%
UBS Group
2
UBS Group
Switzerland
$50.6M +$1.35M +26,195 +3%
LPL Financial
3
LPL Financial
California
$33.9M +$3.1M +60,057 +11%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$29.2M +$1.81M +35,037 +7%
Wells Fargo
5
Wells Fargo
California
$22.5M +$2.83M +54,715 +15%
Bank of America
6
Bank of America
North Carolina
$18.4M +$1.07M +20,748 +7%
PAG
7
Private Advisor Group
New Jersey
$15.7M -$277K -5,359 -2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$15.3M +$1.65M +31,820 +13%
RJA
9
Raymond James & Associates
Florida
$7.58M +$131K +2,540 +2%
Truist Financial
10
Truist Financial
North Carolina
$7.14M +$195K +3,773 +3%
Osaic Holdings
11
Osaic Holdings
Arizona
$7.03M +$579K +11,192 +10%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$6.28M -$5.02M -97,184 -46%
KIG
13
Kowal Investment Group
Wisconsin
$5.99M +$5.37M +103,834 New
AAS
14
Avantax Advisory Services
Texas
$5.22M +$1.51M +29,242 +44%
RIA
15
Regal Investment Advisors
Michigan
$4.51M +$4.25M +82,171 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$4.51M -$404K -7,810 -9%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$4M +$29.2K +565 +0.8%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$3.75M +$601K +11,625 +21%
MML Investors Services
19
MML Investors Services
Massachusetts
$3.32M +$1.94M +37,544 +164%
SCA
20
Snowden Capital Advisors
New York
$3.1M +$331K +6,396 +13%
Citadel Advisors
21
Citadel Advisors
Florida
$3.08M +$2.9M +56,035 New
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$2.99M +$2.46M +47,651 +700%
SPC
23
Sigma Planning Corp
Michigan
$2.91M +$164K +3,176 +6%
KPWS
24
Kestra Private Wealth Services
Texas
$2.85M +$283K +5,472 +12%
IA
25
IFP Advisors
Florida
$2.8M +$835K +16,145 +46%
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