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First Trust Large Cap Value AlphaDEX Fund
FTA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$201M +$1.97M +36,077 +1%
UBS Group
2
UBS Group
Switzerland
$89.3M -$40.5M -741,923 -30%
Wells Fargo
3
Wells Fargo
California
$69.5M +$8.06M +147,747 +13%
LPL Financial
4
LPL Financial
California
$39.5M +$1.71M +31,297 +4%
Bank of America
5
Bank of America
North Carolina
$37.3M -$491K -8,994 -1%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$25.3M +$1.76M +32,310 +7%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$17.6M -$3.62M -66,380 -17%
RJA
8
Raymond James & Associates
Florida
$14.2M +$548K +10,048 +4%
PAG
9
Private Advisor Group
New Jersey
$11.3M +$1.46M +26,818 +14%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$10.5M +$142K +2,600 +1%
BS
11
Banco Santander
Spain
$10M +$469K +8,593 +5%
VFA
12
Voya Financial Advisors
Connecticut
$9.41M -$263K -4,820 -3%
RWMH
13
Riverpoint Wealth Management Holdings
Illinois
$9.14M +$239K +4,372 +3%
FAAS
14
First Allied Advisory Services
California
$7.65M +$706K +12,937 +10%
PI
15
PFS Investments
Georgia
$5.63M +$2.13M +38,963 +58%
CCA
16
Clearwater Capital Advisors
Illinois
$5.58M +$157K +2,884 +3%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$5.21M +$79.5K +1,456 +1%
CA
18
Cetera Advisors
Colorado
$4.99M -$15K -274 -0.3%
MAP
19
Milestone Advisory Partners
North Carolina
$4.76M +$402K +7,357 +9%
HFS
20
HL Financial Services
Kentucky
$4.72M +$222K +4,062 +5%
SB
21
Suntrust Banks
Georgia
$4.63M +$822K +15,063 +20%
DADC
22
D.A. Davidson & Co
Montana
$4.5M +$1.08M +19,842 +30%
HA
23
Hays Advisory
Tennessee
$4.47M -$959K -17,578 -17%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$3.97M +$2.77M +50,659 +205%
WI
25
Wintrust Investments
Illinois
$3.84M +$18.7K +343 +0.5%
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