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First Trust Large Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$173M -$3.59M -42,640 -2%
LPL Financial
2
LPL Financial
California
$86.3M +$6.57M +77,963 +8%
UBS Group
3
UBS Group
Switzerland
$83.7M +$202K +2,395 +0.2%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$34.6M -$429K -5,098 -1%
Bank of America
5
Bank of America
North Carolina
$29.9M +$71.1K +844 +0.2%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$29.6M +$104K +1,238 +0.4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$25.6M +$2.12M +25,195 +9%
Raymond James Financial
8
Raymond James Financial
Florida
$20.4M -$4.6M -54,661 -19%
Wells Fargo
9
Wells Fargo
California
$16.8M -$444K -5,276 -3%
KWM
10
Kingsview Wealth Management
Oregon
$16.5M -$299K -3,553 -2%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$13.7M +$388K +4,603 +3%
PAG
12
Private Advisor Group
New Jersey
$13M -$924K -10,970 -7%
AssetMark Inc
13
AssetMark Inc
California
$12.1M +$237K +2,811 +2%
HFP
14
Holistic Financial Partners
Indiana
$11.9M +$342K +4,058 +3%
Osaic Holdings
15
Osaic Holdings
Arizona
$11.7M -$422K -5,006 -4%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$11.5M -$1.71M -20,325 -13%
HI
17
Harbour Investments
Wisconsin
$8.67M +$730K +8,665 +9%
NA
18
NewEdge Advisors
Louisiana
$8.56M +$6.03M +71,586 +258%
VAS
19
Vestmark Advisory Solutions
Massachusetts
$8.29M -$179K -2,130 -2%
BEI
20
Benjamin Edwards Inc
Missouri
$8.13M +$873K +10,366 +12%
KWM
21
Kaydan Wealth Management
Michigan
$7.69M +$9.01K +107 +0.1%
IWM
22
IHT Wealth Management
Illinois
$7.59M -$10.7M -127,419 -59%
Goldman Sachs
23
Goldman Sachs
New York
$7.28M -$28.5K -338 -0.4%
Truist Financial
24
Truist Financial
North Carolina
$6.62M -$345K -4,094 -5%
AWM
25
AE Wealth Management
Kansas
$6.09M +$190K +2,260 +3%