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First Trust Large Cap Value AlphaDEX Fund
FTA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$188M +$6.09M +122,905 +3%
UBS Group
2
UBS Group
Switzerland
$112M -$2.42M -48,926 -2%
Wells Fargo
3
Wells Fargo
California
$55.2M +$3.9M +78,630 +8%
LPL Financial
4
LPL Financial
California
$36M +$301K +6,073 +0.9%
Bank of America
5
Bank of America
North Carolina
$35.3M +$6.63M +133,734 +23%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$23.9M -$306K -6,175 -1%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$21.2M +$1.03M +20,807 +5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$16.9M -$5.8K -117 -0%
RJA
9
Raymond James & Associates
Florida
$12.9M +$1M +20,231 +9%
HA
10
Hays Advisory
Tennessee
$10.9M +$10.8M +217,054 New
BS
11
Banco Santander
Spain
$10M +$1.56M +31,522 +19%
PAG
12
Private Advisor Group
New Jersey
$9.63M +$71.9K +1,451 +0.8%
VFA
13
Voya Financial Advisors
Connecticut
$9.51M -$149K -3,014 -2%
RWMH
14
Riverpoint Wealth Management Holdings
Illinois
$9.24M -$14.9K -301 -0.2%
HighTower Advisors
15
HighTower Advisors
Illinois
$7.93M -$79.9K -1,613 -1%
CA
16
Cetera Advisors
Colorado
$4.95M -$119K -2,406 -2%
CCA
17
Clearwater Capital Advisors
Illinois
$4.94M +$121K +2,438 +3%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$4.74M +$316K +6,374 +7%
Jane Street
19
Jane Street
New York
$4.69M +$2.09M +42,174 +82%
FAAS
20
First Allied Advisory Services
California
$4.64M +$1.57M +31,746 +52%
HFS
21
HL Financial Services
Kentucky
$4.58M +$49.1K +991 +1%
RIA
22
Regal Investment Advisors
Michigan
$4.32M +$9.76K +197 +0.2%
WI
23
Wintrust Investments
Illinois
$4.09M +$190K +3,844 +5%
Ameriprise
24
Ameriprise
Minnesota
$3.8M -$357K -7,197 -9%
IH
25
IFC Holdings
Florida
$3.61M +$3.57M +71,938 New
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