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First Trust Large Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$184M -$1.02M -20,020 -0.5%
UBS Group
2
UBS Group
Switzerland
$75.5M +$218K +4,297 +0.3%
Wells Fargo
3
Wells Fargo
California
$49.5M -$16.7M -328,480 -23%
TIM
4
Total Investment Management
Arizona
$43.6M -$253K -4,997 -0.6%
LPL Financial
5
LPL Financial
California
$37.4M +$1.02M +20,069 +3%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$29.1M -$3.16M -62,223 -9%
Bank of America
7
Bank of America
North Carolina
$26.2M -$7.3M -143,840 -20%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$22.1M +$15.5M +306,320 +178%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$16.6M +$13.7K +270 +0.1%
PI
10
PFS Investments
Georgia
$16M +$5.02M +98,929 +42%
PAG
11
Private Advisor Group
New Jersey
$15.9M +$910K +17,948 +5%
RJA
12
Raymond James & Associates
Florida
$10.3M +$1.11M +21,956 +11%
RWMH
13
Riverpoint Wealth Management Holdings
Illinois
$8.22M +$136K +2,689 +2%
CS
14
Credit Suisse
Switzerland
$8.18M +$6.43M +126,727 +253%
FAAS
15
First Allied Advisory Services
California
$7.95M +$336K +6,632 +4%
AG
16
Advisor Group
Arizona
$7.56M +$2.03M +40,055 +32%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$6.4M +$6.78M +133,758 +2,885%
GIA
18
Gladstone Institutional Advisory
Florida
$5.59M +$6.13M +120,846 New
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$5.34M +$2.52M +49,598 +75%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$5.24M -$5.06M -99,780 -47%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$5.09M +$186K +3,668 +3%
CCA
22
Clearwater Capital Advisors
Illinois
$4.68M -$319K -6,299 -6%
SB
23
Suntrust Banks
Georgia
$4.57M -$223K -4,399 -5%
HFS
24
HL Financial Services
Kentucky
$4.43M +$290K +5,726 +6%
DADC
25
D.A. Davidson & Co
Montana
$4.33M +$79.4K +1,565 +2%