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First Trust Large Cap Value AlphaDEX Fund
FTA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$178M -$12.6M -258,825 -7%
UBS Group
2
UBS Group
Switzerland
$112M -$20.9M -429,491 -16%
Wells Fargo
3
Wells Fargo
California
$50.3M +$4.12M +84,856 +9%
LPL Financial
4
LPL Financial
California
$34.8M -$1.1M -22,558 -3%
Bank of America
5
Bank of America
North Carolina
$28.1M -$346K -7,116 -1%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$23.8M -$4.73M -97,279 -17%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$19.8M +$600K +12,341 +3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$16.6M -$632K -13,002 -4%
RJA
9
Raymond James & Associates
Florida
$11.7M -$46.7K -960 -0.4%
VFA
10
Voya Financial Advisors
Connecticut
$9.48M -$65.6K -1,350 -0.7%
PAG
11
Private Advisor Group
New Jersey
$9.3M +$194K +3,998 +2%
RWMH
12
Riverpoint Wealth Management Holdings
Illinois
$9.02M +$52.5K +1,080 +0.6%
BS
13
Banco Santander
Spain
$8M +$2.14M +43,967 +37%
HighTower Advisors
14
HighTower Advisors
Illinois
$7.86M +$702K +14,447 +10%
CS
15
Credit Suisse
Switzerland
$6.32M +$5.99M +123,228 +2,524%
CA
16
Cetera Advisors
Colorado
$4.99M +$279K +5,738 +6%
CCA
17
Clearwater Capital Advisors
Illinois
$4.69M +$76.4K +1,573 +2%
HFS
18
HL Financial Services
Kentucky
$4.45M -$344K -7,069 -7%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$4.35M +$803K +16,529 +23%
RIA
20
Regal Investment Advisors
Michigan
$4.24M +$454K +9,343 +12%
Ameriprise
21
Ameriprise
Minnesota
$4.1M +$271K +5,581 +7%
Citadel Advisors
22
Citadel Advisors
Florida
$4.05M +$3.99M +82,180 New
WI
23
Wintrust Investments
Illinois
$3.83M +$793K +16,318 +27%
FAAS
24
First Allied Advisory Services
California
$2.99M -$918K -18,897 -24%
MML Investors Services
25
MML Investors Services
Massachusetts
$2.77M +$2.73M +56,105 New
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