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First Trust Large Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CFA
101
Carroll Financial Associates
North Carolina
$18K
Carson Wealth (CWM LLC)
102
Carson Wealth (CWM LLC)
Nebraska
$17K
NFG
103
Next Financial Group
Texas
$12K -$27.3K -549 -62%
SPIA
104
Steward Partners Investment Advisory
New York
$11K -$19.9K -400 -57%
GWM
105
Geneos Wealth Management
Colorado
$11K -$9.94K -200 -40%
OPS
106
Orion Portfolio Solutions
Nebraska
$9K +$12.7K +256 New
SFPG
107
Stonebridge Financial Planning Group
Florida
$8K -$12.4K -250 -56%
WEC
108
Winslow Evans & Crocker
Massachusetts
$6K
LAS
109
Lloyd Advisory Services
Georgia
$5K -$3.28K -66 -32%
GI
110
Gradient Investments
Minnesota
$5K
ASN
111
Advisory Services Network
Georgia
$4K -$7.46K -150 -60%
APA
112
American Portfolios Advisors
New York
$2.69K -$215K -4,329 -98%
GSWM
113
Golden State Wealth Management
California
-$56.9M -1,006,379 Closed
RJFSA
114
Raymond James Financial Services Advisors
Florida
-$35.2M -622,895 Closed
PI
115
PFS Investments
Georgia
-$20M -354,735 Closed
RIA
116
Regal Investment Advisors
Michigan
-$4.55M -80,596 Closed
HI
117
Horizon Investments
North Carolina
-$4.16M -73,693 Closed
FFS
118
Founders Financial Securities
Maryland
-$3.25M -57,427 Closed
BS
119
Banco Santander
Spain
-$2.75M -48,674 Closed
IAA
120
Independent Advisor Alliance
North Carolina
-$680K -12,042 Closed
William Blair & Company
121
William Blair & Company
Illinois
-$611K -10,808 Closed
BAAM
122
Baker Avenue Asset Management
California
-$605K -10,720 Closed
ACM
123
Anfield Capital Management
California
-$491K -8,724 Closed
WFG
124
Wills Financial Group
Virginia
-$353K -6,249 Closed
CBFP
125
Cedar Brook Financial Partners
Ohio
-$337K -5,960 Closed