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First Trust Large Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$434K +$419K +10,799 New
FAAS
27
First Allied Advisory Services
California
$391K +$159K +4,110 +73%
SF
28
Synovus Financial
Georgia
$377K
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$372K +$359K +9,259 New
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$265K -$80.6K -2,077 -24%
WFG
31
Wills Financial Group
Virginia
$253K +$244K +6,300 New
SHA
32
Smith Hayes Advisers
Nebraska
$251K +$15.1K +390 +7%
PAG
33
Private Advisor Group
New Jersey
$231K +$223K +5,753 New
Citigroup
34
Citigroup
New York
$204K +$116K +2,987 +144%
NES
35
New England Securities
New York
$201K +$147K +3,793 +312%
Deutsche Bank
36
Deutsche Bank
Germany
$178K -$178K -4,598 -51%
PAS
37
Partnervest Advisory Services
California
$133K -$15.5K -400 -11%
MFS
38
MSI Financial Services
Massachusetts
$82K +$68.9K +1,775 +680%
DADC
39
D.A. Davidson & Co
Montana
$56K
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$50K +$19.4K +499 +68%
WA
41
WFG Advisors
Texas
$20K
Creative Planning
42
Creative Planning
Kansas
$20K +$9.31K +240 +92%
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$18K
GT
44
Glenmede Trust
Pennsylvania
$18K +$17.8K +458 New
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$14K +$13.2K +340 New
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
-$1.84M -50,246 Closed
SG Americas Securities
47
SG Americas Securities
New York
-$749K -20,422 Closed
Comerica Bank
48
Comerica Bank
Texas
-$312K -8,500 Closed
ICOA
49
Investment Centers of America
North Dakota
-$257K -6,937 Closed