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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial Services Advisors
76
Raymond James Financial Services Advisors
Florida
– -$4.35M -90,828 Closed
JAWM
77
J. Arnold Wealth Management
Ohio
– -$1.88M -39,240 Closed
Susquehanna International Group
78
Susquehanna International Group
Pennsylvania
– -$1.64M -34,313 Closed
HC
79
HNP Capital
New York
– -$1.56M -32,223 Closed
CCA
80
Clearwater Capital Advisors
Illinois
– -$1.18M -24,604 Closed
Mariner Independent Advisor Network
81
Mariner Independent Advisor Network
Kansas
– -$1.04M -21,812 Closed
EE
82
EWG Elevate
California
– -$973K -20,329 Closed
Jane Street
83
Jane Street
New York
– -$841K -17,566 Closed
Goldman Sachs
84
Goldman Sachs
New York
– -$380K -7,948 Closed
Independent Advisor Alliance
85
Independent Advisor Alliance
North Carolina
– -$352K -7,354 Closed
BSAM
86
Blue Sky Asset Management
Colorado
– -$325K -6,794 Closed
AE Wealth Management
87
AE Wealth Management
Kansas
– -$313K -6,534 Closed
Simplicity Solutions
88
Simplicity Solutions
Minnesota
– -$311K -6,496 Closed
TWM
89
Titus Wealth Management
California
– -$268K -5,601 Closed
Dynamic Advisor Solutions
90
Dynamic Advisor Solutions
Arizona
– -$268K -5,595 Closed
IHT Wealth Management
91
IHT Wealth Management
Illinois
– -$251K -5,251 Closed
BCM
92
Brasada Capital Management
Texas
– -$247K -5,161 Closed
Level Four Advisory Services
93
Level Four Advisory Services
Texas
– -$248K -5,121 Closed
MPW
94
Monterey Private Wealth
California
– -$204K -4,260 Closed
RIA
95
Realta Investment Advisors
Delaware
– -$27K -571 Closed
FIB
96
First Interstate Bank
Montana
– -$12K -250 Closed
LWANC
97
Laurel Wealth Advisors (North Carolina)
North Carolina
– -$4K -90 Closed