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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IP
51
Ignite Planners
California
$320K -$17.3K -295 -5%
Northwestern Mutual Wealth Management
52
Northwestern Mutual Wealth Management
Wisconsin
$319K +$350K +5,945 +25,848%
BPA
53
Beacon Pointe Advisors
California
$294K – – –
FHC
54
First Heartland Consultants
Missouri
$290K -$8.82K -150 -3%
HighTower Advisors
55
HighTower Advisors
Illinois
$275K -$823 -14 -0.3%
FAIM
56
Financial Advocates Investment Management
Washington
$271K -$27K -459 -8%
IWC
57
Integrated Wealth Concepts
Massachusetts
$254K -$24.9K -424 -8%
KWS
58
Keystone Wealth Services
California
$235K – – –
SG
59
StoneX Group
New York
$230K +$28.2K +479 +13%
WFA
60
WMG Financial Advisors
Tennessee
$227K -$1.35K -23 -0.5%
DAS
61
Dynamic Advisor Solutions
Arizona
$224K +$10.2K +173 +4%
CA
62
CoreCap Advisors
Michigan
$213K -$38.5K -655 -14%
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$190K – – –
Rockefeller Capital Management
64
Rockefeller Capital Management
New York
$185K – – –
GWM
65
Geneos Wealth Management
Colorado
$160K -$1.82K -31 -1%
CF
66
Centaurus Financial
California
$132K -$97.8K -1,664 -40%
FFA
67
Founders Financial Alliance
North Carolina
$112K – – –
HI
68
Harbour Investments
Wisconsin
$89K – – –
CCM
69
Covington Capital Management
California
$81K – – –
SPIA
70
Steward Partners Investment Advisory
New York
$78K – – –
PNC Financial Services Group
71
PNC Financial Services Group
Pennsylvania
$57K – – –
GRP
72
Global Retirement Partners
California
$52K +$41.5K +705 +405%
APA
73
American Portfolios Advisors
New York
$46.2K +$50.6K +860 +43,000%
MCC
74
Money Concepts Capital
Florida
$27K – – –
TWC
75
TD Waterhouse Canada
Ontario, Canada
$24.1K – – –