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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Name Holding Trade Value Shares
Change 		Change in
Stake
US Bancorp
26
US Bancorp
Minnesota
$932K +$915K +20,142 New
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$781K +$176K +3,880 +30%
Stifel Financial
28
Stifel Financial
Missouri
$765K +$418K +9,210 +125%
AG
29
Advisor Group
Arizona
$738K +$243K +5,354 +51%
CAN
30
Cetera Advisor Networks
California
$720K +$154K +3,385 +28%
TWM
31
Titus Wealth Management
California
$701K -$3.13K -69 -0.5%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$670K +$366K +8,056 +126%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$588K -$382K -8,401 -40%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$583K +$52.9K +1,164 +10%
Citadel Advisors
35
Citadel Advisors
Florida
$576K +$565K +12,444 New
Ameriprise
36
Ameriprise
Minnesota
$493K +$69.6K +1,532 +17%
PAG
37
Private Advisor Group
New Jersey
$469K +$460K +10,136 New
Baird Financial Group
38
Baird Financial Group
Wisconsin
$455K +$451K +9,923 New
DADC
39
D.A. Davidson & Co
Montana
$428K +$53.8K +1,185 +15%
LI
40
LVZ Inc
Michigan
$376K -$25K -551 -6%
SPC
41
Sigma Planning Corp
Michigan
$363K +$110K +2,431 +45%
IA
42
IFP Advisors
Florida
$325K +$75.2K +1,656 +31%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$310K +$223K +4,902 +274%
Goldman Sachs
44
Goldman Sachs
New York
$284K +$278K +6,131 New
CWA
45
Clarus Wealth Advisors
Arizona
$216K -$18.2K -400 -8%
CA
46
Cetera Advisors
Colorado
$214K +$208K +4,581 New
SG
47
StoneX Group
New York
$207K +$203K +4,478 New
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$206K -$24K -528 -11%
ASN
49
Advisory Services Network
Georgia
$146K +$29.9K +658 +26%
WP
50
WealthShield Partners
North Carolina
$118K +$116K +2,547 New
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