We are live on ! Find out more
DWAS icon

Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

61 hedge funds and large institutions have $385M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2014 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 32 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

113% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 15

11% more funds holding

Funds holding: 55 → 61 (+6)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% less capital invested

Capital invested by funds: $386M → $385M (-$494K)

5.22% less ownership

Funds ownership: 61.76% → 56.55% (-5.2%)

Holders
61
Holders Change
+6
Holders Change %
+10.91%
% of All Funds
1.76%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
32
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
U
UBS
Switzerland
+$8.53M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.51M
3
VFS
VSR Financial Services
Kansas
+$2.48M
4
HF
Hoxton Financial
West Virginia
+$1.71M
5
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$1.52M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$15.9M
2
DC
Davenport & Co
Virginia
-$7.41M
3
Wells Fargo
Wells Fargo
California
-$4.26M
4
WA
WFG Advisors
Texas
-$3.42M
5
LPL Financial
LPL Financial
California
-$2.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
51
Citigroup
New York
$121K +$93.6K +2,375 +339%
WRM
52
Westport Resources Management
Connecticut
$43K +$43.4K +1,100 New
PNC Financial Services Group
53
PNC Financial Services Group
Pennsylvania
$30K +$39 +1 +0.1%
Bank of Montreal
54
Bank of Montreal
Ontario, Canada
$30K +$30.4K +772 New
WA
55
WFG Advisors
Texas
$28K -$3.42M -86,717 -99%
LFG
56
LifePlan Financial Group
Ohio
$22K – – –
Creative Planning
57
Creative Planning
Kansas
$12K +$11.8K +300 New
TRCT
58
Tower Research Capital (TRC)
New York
$12K +$12.2K +309 New
US Bancorp
59
US Bancorp
Minnesota
$4K – – –
TF
60
Trutina Financial
Washington
$4K +$3.94K +100 New
BRWM
61
B. Riley Wealth Management
Tennessee
$2K +$2.17K +55 New
DC
62
Davenport & Co
Virginia
– -$7.41M -186,765 Closed
BCI
63
Brinker Capital Investments
Pennsylvania
– -$1.75M -44,000 Closed
PAG
64
Private Advisor Group
New Jersey
– -$1.1M -27,782 Closed
CIBC World Market
65
CIBC World Market
Ontario, Canada
– -$853K -21,480 Closed
GI
66
Gradient Investments
Minnesota
– -$11K -282 Closed
1 2
3

DWAS Hedge Fund Activity: Q1 2014 in Review

61 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q1 2014, worth a combined $385M — down 0.13% from $386M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new DWAS positions and 5 closed out — a net gain of 6 holders — while 32 added to existing stakes and 15 trimmed.

The largest buyer was UBS, adding an estimated $8.53M. The largest seller was Bank of America, cutting an estimated $15.9M.

  • 61 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q1 2014, up from 55 in Q4 2013.
  • Funds reported $385M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q1 2014, down 0.13% quarter-over-quarter.
  • 11 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q1 2014 and 5 closed out, a net change of +6 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q1 2014 was UBS, an estimated $8.53M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q1 2014 was Bank of America, an estimated $15.9M sold.

Based on aggregated 13F filings for Q1 2014.