We are live on ! Find out more
DWAS icon

Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

46 hedge funds and large institutions have $82.6M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 13

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

5% more funds holding

Funds holding: 44 → 46 (+2)

1% more capital invested

Capital invested by funds: $82M → $82.6M (+$518K)

0.17% more ownership

Funds ownership: 47.36% → 47.53% (+0.17%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
17
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$4.16M
2
RJA
Raymond James & Associates
Florida
+$1.75M
3
AG
Advisor Group
Arizona
+$1.72M
4
Citadel Advisors
Citadel Advisors
Florida
+$1.4M
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.39M

Top Sellers

Rank Fund Capital Flow
1
SFI
SPC Financial Inc
Maryland
-$8.04M
2
WF
WealthTrust Fairport
Ohio
-$4.91M
3
Morgan Stanley
Morgan Stanley
New York
-$1.72M
4
Invesco
Invesco
Georgia
-$980K
5
VKH
Virtu KCG Holdings
New York
-$921K
Name Holding Trade Value Shares
Change 		Change in
Stake
CAN
26
Cetera Advisor Networks
California
$312K +$300K +7,769 New
SI
27
Stephens Inc
Arkansas
$304K -$44.7K -1,158 -13%
JP Morgan Chase
28
JP Morgan Chase
New York
$300K -$63.2K -1,637 -18%
SPC
29
Sigma Planning Corp
Michigan
$268K +$256K +6,638 New
Citigroup
30
Citigroup
New York
$240K -$7.72K -200 -3%
WS
31
Wedbush Securities
California
$218K – – –
VKH
32
Virtu KCG Holdings
New York
$216K -$921K -23,839 -82%
MFS
33
MSI Financial Services
Massachusetts
$174K -$24.6K -637 -13%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$170K +$1.97K +51 +1%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$72K -$45.9K -1,188 -40%
Creative Planning
36
Creative Planning
Kansas
$66K – – –
MA
37
MCF Advisors
Kentucky
$40K – – –
NFG
38
Next Financial Group
Texas
$28K +$27K +698 New
CG
39
Cutler Group
California
$21K -$79.5K -2,058 -79%
SFS
40
Sowell Financial Services
Arkansas
$21K +$19.2K +498 New
IA
41
IFP Advisors
Florida
$16K +$5.37K +139 +56%
BIG
42
Bellwether Investment Group
Tennessee
$9K +$8.69K +225 New
FTUS
43
Flow Traders U.S.
New York
$4K – – –
WA
44
WFG Advisors
Texas
$4K +$39 +1 +1%
TRCT
45
Tower Research Capital (TRC)
New York
$1K +$579 +15 New
SFI
46
SPC Financial Inc
Maryland
– -$8.04M -208,827 Closed
WF
47
WealthTrust Fairport
Ohio
– -$4.91M -127,434 Closed
PTC
48
Private Trust Company
Ohio
– -$622K -16,181 Closed
PAG
49
Private Advisor Group
New Jersey
– -$304K -7,961 Closed
CWM
50
Concert Wealth Management
California
– -$278K -7,148 Closed
1
2
3

DWAS Hedge Fund Activity: Q4 2016 in Review

46 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q4 2016, worth a combined $82.6M — up 0.63% from $82M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DWAS positions and 8 closed out — a net gain of 2 holders — while 17 added to existing stakes and 13 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.16M. The largest seller was SPC Financial Inc, exiting entirely with an estimated $8.04M sold.

  • 46 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q4 2016, up from 44 in Q3 2016.
  • Funds reported $82.6M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q4 2016, up 0.63% quarter-over-quarter.
  • 10 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q4 2016 and 8 closed out, a net change of +2 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q4 2016 was Wells Fargo, an estimated $4.16M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q4 2016 was SPC Financial Inc, an estimated $8.04M sold.

Based on aggregated 13F filings for Q4 2016.