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Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

44 hedge funds and large institutions have $82M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

7% more funds holding

Funds holding: 41 → 44 (+3)

4% more capital invested

Capital invested by funds: $79.2M → $82M (+$2.85M)

0.62% more ownership

Funds ownership: 46.74% → 47.36% (+0.62%)

44% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 18

Holders
44
Holders Change
+3
Holders Change %
+7.32%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
10
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.9M
2
SFI
SPC Financial Inc
Maryland
+$2.87M
3
Invesco
Invesco
Georgia
+$2.78M
4
VKH
Virtu KCG Holdings
New York
+$1.09M
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$611K

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$9.36M
2
Citadel Advisors
Citadel Advisors
Florida
-$1.48M
3
Bank of America
Bank of America
North Carolina
-$1.18M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.13M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.05M
Name Holding Trade Value Shares
Change 		Change in
Stake
SI
26
Stephens Inc
Arkansas
$334K +$7.3K +195 +2%
PAG
27
Private Advisor Group
New Jersey
$304K +$298K +7,961 New
CWM
28
Concert Wealth Management
California
$278K -$29.6K -790 -10%
Citigroup
29
Citigroup
New York
$236K -$11K -295 -5%
AG
30
Advisor Group
Arizona
$232K +$148K +3,961 +191%
WS
31
Wedbush Securities
California
$207K +$202K +5,389 New
MFS
32
MSI Financial Services
Massachusetts
$190K -$36.4K -971 -16%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$159K -$91.6K -2,447 -37%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$115K +$4.34K +116 +4%
CG
35
Cutler Group
California
$100K -$33.7K -900 -26%
Creative Planning
36
Creative Planning
Kansas
$63K – – –
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$39K +$38.3K +1,022 New
MA
38
MCF Advisors
Kentucky
$38K – – –
IA
39
IFP Advisors
Florida
$10K – – –
Mariner
40
Mariner
Kansas
$7K +$7.04K +188 New
CHP
41
Cable Hill Partners
Oregon
$7K +$7.08K +189 New
WA
42
WFG Advisors
Texas
$4K -$7.53K -201 -67%
FTUS
43
Flow Traders U.S.
New York
$4K – – –
Citadel Advisors
44
Citadel Advisors
Florida
– -$1.48M -41,869 Closed
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
– -$1.13M -32,115 Closed
Millennium Management
46
Millennium Management
New York
– -$299K -8,471 Closed
SG Americas Securities
47
SG Americas Securities
New York
– -$209K -5,926 Closed
1
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DWAS Hedge Fund Activity: Q3 2016 in Review

44 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q3 2016, worth a combined $82M — up 3.6% from $79.2M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new DWAS positions and 4 closed out — a net gain of 5 holders — while 10 added to existing stakes and 18 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.9M. The largest seller was Goldman Sachs, cutting an estimated $9.36M.

  • 44 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q3 2016, up from 41 in Q2 2016.
  • Funds reported $82M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q3 2016, up 3.6% quarter-over-quarter.
  • 9 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q3 2016 and 4 closed out, a net change of +5 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q3 2016 was Morgan Stanley, an estimated $2.9M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q3 2016 was Goldman Sachs, an estimated $9.36M sold.

Based on aggregated 13F filings for Q3 2016.