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Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

56 hedge funds and large institutions have $242M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2015 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 16

0.06% more ownership

Funds ownership: 57.05% → 57.1% (+0.06%)

0% more funds holding

Funds holding: 56 → 56 (0)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

0% less capital invested

Capital invested by funds: $242M → $242M (-$560K)

Holders
56
Holders Change
–
Holders Change %
0%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
29
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$10.9M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.95M
3
RJA
Raymond James & Associates
Florida
+$1.48M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$1.16M
5
SFI
SPC Financial Inc
Maryland
+$751K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$8.43M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.22M
3
Jane Street
Jane Street
New York
-$1.73M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1.56M
5
NPC
National Planning Corporation
California
-$1.34M
Name Holding Trade Value Shares
Change 		Change in
Stake
SS
26
Simplicity Solutions
Minnesota
$735K +$153K +3,971 +25%
MFS
27
MSI Financial Services
Massachusetts
$696K +$149K +3,860 +26%
DADC
28
D.A. Davidson & Co
Montana
$692K +$164K +4,255 +30%
BTS
29
BB&T Securities
Virginia
$684K +$442K +11,462 +170%
HFS
30
HL Financial Services
Kentucky
$682K -$62.3K -1,615 -8%
SWP
31
Stratos Wealth Partners
Ohio
$663K -$74K -1,918 -10%
PFS
32
Prospera Financial Services
Texas
$568K +$38.6K +1,000 +7%
JP Morgan Chase
33
JP Morgan Chase
New York
$556K -$77.3K -2,005 -12%
VKH
34
Virtu KCG Holdings
New York
$537K +$312K +8,079 +130%
US Bancorp
35
US Bancorp
Minnesota
$509K +$123K +3,181 +31%
Jane Street
36
Jane Street
New York
$468K -$1.73M -44,768 -78%
TFA
37
Transamerica Financial Advisors
Florida
$456K +$15.3K +398 +3%
CWM
38
Concert Wealth Management
California
$373K +$24.6K +637 +7%
AIM
39
Advantage Investment Management
Iowa
$360K +$93.2K +2,417 +34%
SPC
40
Sigma Planning Corp
Michigan
$328K +$8.71K +226 +3%
JIP
41
Jaffetilchin Investment Partners
Florida
$323K +$331K +8,584 New
VFS
42
VSR Financial Services
Kansas
$302K -$1.26M -32,770 -80%
AIM
43
Aspen Investment Management
Michigan
$300K +$55.3K +1,435 +22%
Citigroup
44
Citigroup
New York
$261K +$98.5K +2,555 +58%
PAG
45
Private Advisor Group
New Jersey
$261K +$268K +6,945 New
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
$222K +$231 +6 +0.1%
IP
47
Investment Partners
Ohio
$212K +$218K +5,647 New
WA
48
WFG Advisors
Texas
$111K -$38.4K -997 -25%
BFEC
49
Benjamin F. Edwards & Company
Missouri
$101K +$5.78K +150 +6%
Creative Planning
50
Creative Planning
Kansas
$62K – – –
1
2
3

DWAS Hedge Fund Activity: Q4 2015 in Review

56 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q4 2015, worth a combined $242M — down 0.23% from $242M a quarter earlier.

Fund positioning in DWAS was balanced in Q4 2015: 6 funds opened new positions, 6 closed out, 29 added to existing stakes and 16 trimmed.

The largest buyer was LPL Financial, adding an estimated $10.9M. The largest seller was Morgan Stanley, cutting an estimated $8.43M.

  • 56 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $242M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q4 2015, down 0.23% quarter-over-quarter.
  • 6 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q4 2015 and 6 closed out, a net change of 0 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q4 2015 was LPL Financial, an estimated $10.9M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q4 2015 was Morgan Stanley, an estimated $8.43M sold.

Based on aggregated 13F filings for Q4 2015.