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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$18.8M +$6.05M +583,347 +47%
Morgan Stanley
2
Morgan Stanley
New York
$1.77M -$232K -22,368 -12%
Wells Fargo
3
Wells Fargo
California
$1.7M +$199K +19,139 +13%
Invesco
4
Invesco
Georgia
$1.53M +$62.5K +6,019 +4%
MCC
5
Mid Continent Capital
Illinois
$1M -$20.8K -2,000 -2%
Bank of America
6
Bank of America
North Carolina
$769K -$5.44K -524 -0.7%
CA
7
Cetera Advisors
Colorado
$621K -$50.2K -4,835 -7%
1CP
8
1607 Capital Partners
Virginia
$621K
WCM
9
Windsor Capital Management
Arizona
$364K -$3.15K -304 -0.9%
LPL Financial
10
LPL Financial
California
$300K +$34.1K +3,290 +13%
GC
11
Guggenheim Capital
Illinois
$300K +$163K +15,667 +117%
AQR Capital Management
12
AQR Capital Management
Connecticut
$268K -$139K -13,369 -34%
U
13
UBS
Switzerland
$262K -$18.5K -1,780 -7%
ICOA
14
Investment Centers of America
North Dakota
$261K +$68.8K +6,630 +36%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$201K +$2.08K +200 +1%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$112K -$23K -2,216 -17%
WPP
17
Whalerock Point Partners
Rhode Island
$104K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$91K -$5.29K -510 -5%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$59K +$6.57K +633 +12%
BC
20
Bartlett & Co
Ohio
$45K
MSFP
21
Mark Sheptoff Financial Planning
Connecticut
$41K +$41.2K +3,971 New
Creative Planning
22
Creative Planning
Kansas
$27K -$40.5K -3,900 -60%
SSB
23
Sandy Spring Bank
Maryland
$23K
AIG
24
American International Group
New York
$22.9K +$13.7K +1,323 +149%
Citigroup
25
Citigroup
New York
$21K -$82.1K -7,911 -80%