Janney Montgomery Scott’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Janney Montgomery Scott’s Portfolio DUC Stock Details DUC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-13,515	Closed	-$132K	–	2404
2014 Q3	$132K	Buy	13,515 +2,547	+23%	+$26K	﹤0.01%	2114
2014 Q2	$115K	Buy	10,968 +137	+1%	+$1.43K	﹤0.01%	2108
2014 Q1	$112K	Sell	10,831 -2,216	-17%	-$23K	﹤0.01%	1930
2013 Q4	$131K	Sell	13,047 -2,495	-16%	-$25.4K	﹤0.01%	1859
2013 Q3	$162K	Buy	+15,542	New	+$161K	﹤0.01%	1710

Other funds holding DUC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Janney Montgomery Scott's DUC Position: Q4 2014 in Review

Janney Montgomery Scott sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q4 2014, closing a stake of 13,515 shares — an estimated $132K sold.

Janney Montgomery Scott first reported a position in DUC in Q3 2013 and held it in 5 quarters. The position peaked at $162K in Q3 2013. 35 funds tracked by Wall St. Rank hold DUC as of Q4 2014.

Janney Montgomery Scott reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q4 2014 after selling out during the quarter.
Janney Montgomery Scott sold 13,515 Duff & Phelps Utility & Corporate Bond Trust shares in Q4 2014, an estimated $132K.
Janney Montgomery Scott first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q3 2013 and held it in 5 quarters.
Janney Montgomery Scott's Duff & Phelps Utility & Corporate Bond Trust position peaked at $162K in Q3 2013.
35 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q4 2014.

Based on Janney Montgomery Scott's 13F filing for Q4 2014, filed 10 Feb 2015.