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DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Delisted

DUC was delisted on the 5th of March, 2021.

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Name Holding Trade Value Shares
Change 		Change in
Stake
KIM
1
Karpus Investment Management
New York
$68.5M +$1.47M +160,606 +2%
SIA
2
Sit Investment Associates
Minnesota
$36.5M +$236K +25,786 +0.7%
1CP
3
1607 Capital Partners
Virginia
$16.5M +$338K +36,962 +2%
Wells Fargo
4
Wells Fargo
California
$10.9M -$3.12M -340,885 -22%
IA
5
Icon Advisers
Colorado
$7.37M +$2.63M +287,654 +55%
RCM
6
Rivernorth Capital Management
Florida
$2.75M +$1.76M +191,728 +175%
Invesco
7
Invesco
Georgia
$2.4M -$393K -42,914 -14%
GC
8
Guggenheim Capital
Illinois
$1.54M +$163K +17,858 +12%
DWM
9
Dakota Wealth Management
Florida
$977K +$44.3K +4,841 +5%
UBS Group
10
UBS Group
Switzerland
$732K +$137K +14,939 +23%
SFS
11
Shaker Financial Services
Virginia
$490K +$66.1K +7,218 +16%
CCP
12
Clough Capital Partners
Massachusetts
$390K +$391K +42,662 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$388K -$37.2K -4,064 -9%
Bank of America
14
Bank of America
North Carolina
$357K +$46.2K +5,046 +15%
Lido Advisors
15
Lido Advisors
California
$354K -$15.1K -1,653 -4%
LPL Financial
16
LPL Financial
California
$354K +$12.6K +1,378 +4%
Morgan Stanley
17
Morgan Stanley
New York
$333K -$23K -2,513 -6%
FHA
18
First Horizon Advisors
Tennessee
$236K – – –
FNT
19
First Nebraska Trust
Nebraska
$204K – – –
FIA
20
FNY Investment Advisers
New York
$193K +$162K +17,678 +505%
Fiera Capital (Canada)
21
Fiera Capital (Canada)
Quebec, Canada
$176K – – –
IAA
22
Independent Advisor Alliance
North Carolina
$131K +$131K +14,358 New
RFM
23
Royal Fund Management
Florida
$127K – – –
HKAM
24
Horizon Kinetics Asset Management
New York
$114K – – –
MSFP
25
Mark Sheptoff Financial Planning
Connecticut
$36K – – –
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