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DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Delisted

DUC was delisted on the 5th of March, 2021.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$35.8M +$3.63M +443,322 +11%
KIM
2
Karpus Investment Management
New York
$33.1M +$2.05M +250,312 +7%
SIA
3
Sit Investment Associates
Minnesota
$31.4M +$433K +52,846 +1%
1CP
4
1607 Capital Partners
Virginia
$11.5M +$1.31M +160,502 +13%
BI
5
Bulldog Investors
New Jersey
$2.68M +$717K +87,566 +37%
IA
6
Icon Advisers
Colorado
$2.1M +$1.18M +143,443 +128%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.24M +$65.5K +7,998 +6%
GC
8
Guggenheim Capital
Illinois
$948K -$83.2K -10,154 -8%
DWM
9
Dakota Wealth Management
Florida
$478K – – –
Lido Advisors
10
Lido Advisors
California
$476K +$475K +57,966 New
GCP
11
Gill Capital Partners
Colorado
$446K +$398K +48,571 New
Bank of America
12
Bank of America
North Carolina
$380K -$212K -25,823 -36%
UBS Group
13
UBS Group
Switzerland
$332K -$85.1K -10,389 -20%
LPL Financial
14
LPL Financial
California
$273K +$40.8K +4,977 +18%
LCM
15
Landscape Capital Management
New Jersey
$270K +$170K +20,733 +172%
Morgan Stanley
16
Morgan Stanley
New York
$257K +$18.9K +2,305 +8%
FNT
17
First Nebraska Trust
Nebraska
$158K – – –
AGM
18
Alpine Global Management
New York
$116K +$115K +14,085 New
HK
19
Horizon Kinetics
New York
$110K -$7.78K -950 -7%
HSA
20
HBK Sorce Advisory
Pennsylvania
$106K – – –
CA
21
Cetera Advisors
Colorado
$105K -$27.1K -3,308 -21%
Mariner
22
Mariner
Kansas
$103K +$426 +52 +0.4%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$97K +$1.12K +137 +1%
MCM
24
Maryland Capital Management
Maryland
$92K +$91.8K +11,200 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$86K -$48.2K -5,889 -36%
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