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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$33.2M +$2.1M +224,335 +7%
KIM
2
Karpus Investment Management
New York
$20.8M +$2.96M +316,526 +17%
Wells Fargo
3
Wells Fargo
California
$12.1M +$2.52M +269,234 +27%
1CP
4
1607 Capital Partners
Virginia
$3.06M +$1.09M +116,200 +56%
Invesco
5
Invesco
Georgia
$1.84M -$430K -45,951 -19%
Morgan Stanley
6
Morgan Stanley
New York
$1.06M -$173K -18,521 -14%
Bank of America
7
Bank of America
North Carolina
$877K -$45.6K -4,872 -5%
GC
8
Guggenheim Capital
Illinois
$839K -$85.8K -9,171 -9%
LPL Financial
9
LPL Financial
California
$340K +$19K +2,034 +6%
HighTower Advisors
10
HighTower Advisors
Illinois
$321K
FNT
11
First Nebraska Trust
Nebraska
$214K
CA
12
Cetera Advisors
Colorado
$207K -$6.69K -715 -3%
Mariner
13
Mariner
Kansas
$205K +$1.83K +196 +0.9%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$185K +$11.3K +1,204 +7%
LCM
15
Landscape Capital Management
New Jersey
$145K -$198K -21,187 -58%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$141K -$3.4K -364 -2%
WCM
17
Windsor Capital Management
Arizona
$132K +$225 +24 +0.2%
UBS Group
18
UBS Group
Switzerland
$130K -$154K -16,416 -54%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$54K
BC
20
Bartlett & Co
Ohio
$42K
MSFP
21
Mark Sheptoff Financial Planning
Connecticut
$38K
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$28K -$15K -1,600 -36%
UFA
23
US Financial Advisors
Massachusetts
$28K +$28.1K +3,000 New
Creative Planning
24
Creative Planning
Kansas
$19K +$18.7K +2,000 New
AIG
25
American International Group
New York
$15K -$402 -43 -3%