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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$34.7M -$1.55M -182,130 -4%
Wells Fargo
2
Wells Fargo
California
$33.2M +$1.84M +216,746 +6%
KIM
3
Karpus Investment Management
New York
$30.2M +$5.23M +615,473 +21%
1CP
4
1607 Capital Partners
Virginia
$10.9M +$1.2M +140,700 +13%
Invesco
5
Invesco
Georgia
$2.4M -$85.4K -10,050 -4%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.26M +$751K +88,445 +159%
GC
7
Guggenheim Capital
Illinois
$1.15M -$934 -110 -0.1%
Bank of America
8
Bank of America
North Carolina
$664K -$30.2K -3,559 -4%
UBS Group
9
UBS Group
Switzerland
$395K -$38.8K -4,571 -9%
IA
10
Icon Advisers
Colorado
$304K +$295K +34,756 New
Morgan Stanley
11
Morgan Stanley
New York
$271K -$75.8K -8,919 -22%
LPL Financial
12
LPL Financial
California
$225K +$12.1K +1,427 +6%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$196K +$561 +66 +0.3%
CA
14
Cetera Advisors
Colorado
$184K +$179K +21,059 New
FNT
15
First Nebraska Trust
Nebraska
$169K -$212 -25 -0.1%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$147K -$22.2K -2,610 -13%
HK
17
Horizon Kinetics
New York
$125K
HSA
18
HBK Sorce Advisory
Pennsylvania
$113K +$4.25K +500 +4%
Mariner
19
Mariner
Kansas
$108K +$416 +49 +0.4%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$101K +$1.07K +126 +1%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$38K
SWM
22
SeaCrest Wealth Management
New York
$37K
MSFP
23
Mark Sheptoff Financial Planning
Connecticut
$35K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$26K
WB
25
Webster Bank
Connecticut
$26K