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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$40.8M +$1.72M +199,016 +4%
SIA
2
Sit Investment Associates
Minnesota
$35.6M +$3.24M +374,241 +10%
Wells Fargo
3
Wells Fargo
California
$34.3M -$3.87M -446,807 -10%
1CP
4
1607 Capital Partners
Virginia
$14.6M +$1.55M +179,000 +12%
IA
5
Icon Advisers
Colorado
$3.02M +$753K +86,972 +34%
BI
6
Bulldog Investors
New Jersey
$1.34M -$1.02M -118,361 -44%
GC
7
Guggenheim Capital
Illinois
$1.12M +$52.9K +6,110 +5%
SFS
8
Shaker Financial Services
Virginia
$845K +$836K +96,598 New
UBS Group
9
UBS Group
Switzerland
$690K +$8.19K +946 +1%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$684K +$677K +78,189 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$606K -$167K -19,283 -22%
DWM
12
Dakota Wealth Management
Florida
$596K +$83.1K +9,600 +16%
Lido Advisors
13
Lido Advisors
California
$384K -$161K -18,564 -30%
LPL Financial
14
LPL Financial
California
$336K +$25.1K +2,905 +8%
Bank of America
15
Bank of America
North Carolina
$299K -$28.8K -3,330 -9%
Morgan Stanley
16
Morgan Stanley
New York
$290K +$4.81K +556 +2%
FHA
17
First Horizon Advisors
Tennessee
$226K +$224K +25,875 New
FIA
18
FNY Investment Advisers
New York
$192K +$190K +22,009 New
FNT
19
First Nebraska Trust
Nebraska
$168K
WAM
20
Wolverine Asset Management
Illinois
$165K +$99.4K +11,489 +155%
LCM
21
Landscape Capital Management
New Jersey
$156K -$30.1K -3,475 -16%
RFM
22
Royal Fund Management
Florida
$122K
HSA
23
HBK Sorce Advisory
Pennsylvania
$113K
Mariner
24
Mariner
Kansas
$110K +$459 +53 +0.4%
HKAM
25
Horizon Kinetics Asset Management
New York
$109K -$8.22K -950 -7%