FNY Investment Advisers’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

FNY Investment Advisers’s Portfolio DUC Stock Details DUC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-12,681	Closed	-$106K	–	664
2020 Q1	$106K	Sell	12,681 -8,495	-40%	-$77.1K	0.08%	167
2019 Q4	$193K	Buy	21,176 +17,678	+505%	+$162K	0.06%	248
2019 Q3	$32K	Sell	3,498 -18,511	-84%	-$164K	0.01%	453
2019 Q2	$192K	Buy	+22,009	New	+$190K	0.06%	165

Other funds holding DUC

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

DWM

Dakota Wealth Management Palm Beach Gardens, Florida $5.24B AUM 38.12% 1-Year Est. Return

Lido Advisors Los Angeles, California $36.8B AUM 26.6% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FNY Investment Advisers's DUC Position: Q2 2020 in Review

FNY Investment Advisers sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q2 2020, closing a stake of 12,681 shares — an estimated $106K sold.

FNY Investment Advisers first reported a position in DUC in Q2 2019 and held it in 4 quarters. The position peaked at $193K in Q4 2019. 32 funds tracked by Wall St. Rank hold DUC as of Q2 2020.

FNY Investment Advisers reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q2 2020 after selling out during the quarter.
FNY Investment Advisers sold 12,681 Duff & Phelps Utility & Corporate Bond Trust shares in Q2 2020, an estimated $106K.
FNY Investment Advisers first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2019 and held it in 4 quarters.
FNY Investment Advisers's Duff & Phelps Utility & Corporate Bond Trust position peaked at $193K in Q4 2019.
32 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q2 2020.

Based on FNY Investment Advisers's 13F filing for Q2 2020, filed 10 Jul 2020.