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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$38.4M +$3.69M +440,370 +11%
Wells Fargo
2
Wells Fargo
California
$37.5M +$53.1K +6,335 +0.1%
SIA
3
Sit Investment Associates
Minnesota
$31.8M -$1.03M -123,361 -3%
1CP
4
1607 Capital Partners
Virginia
$12.9M +$842K +100,422 +7%
BI
5
Bulldog Investors
New Jersey
$2.34M -$460K -54,879 -17%
IA
6
Icon Advisers
Colorado
$2.22M +$23.3K +2,778 +1%
GC
7
Guggenheim Capital
Illinois
$1.05M +$58.1K +6,929 +6%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$764K -$518K -61,788 -41%
UBS Group
9
UBS Group
Switzerland
$670K +$315K +37,552 +93%
Lido Advisors
10
Lido Advisors
California
$537K +$38K +4,529 +8%
DWM
11
Dakota Wealth Management
Florida
$500K
Bank of America
12
Bank of America
North Carolina
$322K -$73.2K -8,724 -19%
LPL Financial
13
LPL Financial
California
$306K +$19.2K +2,288 +7%
Morgan Stanley
14
Morgan Stanley
New York
$281K +$11.6K +1,387 +4%
LCM
15
Landscape Capital Management
New Jersey
$183K -$97K -11,558 -35%
FNT
16
First Nebraska Trust
Nebraska
$165K
RFM
17
Royal Fund Management
Florida
$119K +$117K +13,949 New
HKAM
18
Horizon Kinetics Asset Management
New York
$115K +$112K +13,375 New
HSA
19
HBK Sorce Advisory
Pennsylvania
$111K
Mariner
20
Mariner
Kansas
$108K +$428 +51 +0.4%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$102K +$1.15K +137 +1%
RJA
22
Raymond James & Associates
Florida
$87K +$159 +19 +0.2%
WAM
23
Wolverine Asset Management
Illinois
$63K +$62.2K +7,414 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$44K +$8.39K +1,000 +24%
MSFP
25
Mark Sheptoff Financial Planning
Connecticut
$34K