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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$32.9M +$1.04M +122,235 +3%
KIM
2
Karpus Investment Management
New York
$31.7M +$2.28M +267,978 +8%
SIA
3
Sit Investment Associates
Minnesota
$31.6M -$1.68M -197,600 -5%
1CP
4
1607 Capital Partners
Virginia
$10.4M -$116K -13,600 -1%
Invesco
5
Invesco
Georgia
$2.67M +$368K +43,340 +16%
BI
6
Bulldog Investors
New Jersey
$2.01M +$2.03M +239,191 New
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.2M -$15.6K -1,833 -1%
GC
8
Guggenheim Capital
Illinois
$1.05M -$52.5K -6,178 -5%
IA
9
Icon Advisers
Colorado
$942K +$659K +77,534 +223%
SFS
10
Shaker Financial Services
Virginia
$633K +$641K +75,390 New
Bank of America
11
Bank of America
North Carolina
$604K -$33.9K -3,988 -5%
DWM
12
Dakota Wealth Management
Florida
$489K +$495K +58,281 New
UBS Group
13
UBS Group
Switzerland
$426K +$47K +5,529 +12%
Morgan Stanley
14
Morgan Stanley
New York
$243K -$16.9K -1,988 -6%
LPL Financial
15
LPL Financial
California
$237K +$21K +2,470 +10%
FNT
16
First Nebraska Trust
Nebraska
$161K -$995 -117 -0.6%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$137K -$4.15K -488 -3%
CA
18
Cetera Advisors
Colorado
$136K -$43K -5,057 -24%
HK
19
Horizon Kinetics
New York
$120K
TSS
20
Two Sigma Securities
New York
$113K +$115K +13,482 New
HSA
21
HBK Sorce Advisory
Pennsylvania
$108K
Mariner
22
Mariner
Kansas
$104K +$425 +50 +0.4%
SG Americas Securities
23
SG Americas Securities
New York
$103K +$105K +12,316 New
LCM
24
Landscape Capital Management
New Jersey
$101K +$103K +12,077 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$98K +$1.1K +130 +1%