U
DUC

UBS’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

UBS’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$265K Buy
27,059
+2,416
+10% +$24.6K ﹤0.01% 4900
2014
Q2 		$258K Sell
24,643
-735
-3% -$7.7K ﹤0.01% 4896
2014
Q1 		$262K Sell
25,378
-1,780
-7% -$18.5K ﹤0.01% 4902
2013
Q4 		$272K Sell
27,158
-503
-2% -$5.12K ﹤0.01% 4960
2013
Q3 		$289K Sell
27,661
-647
-2% -$6.7K ﹤0.01% 4751
2013
Q2 		$310K Buy
+28,308
New +$337K ﹤0.01% 4604

Other funds holding DUC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

UBS's DUC Position: Q3 2014 in Review

UBS increased its Duff & Phelps Utility & Corporate Bond Trust (DUC) stake by 9.8% in Q3 2014, buying an estimated $24.6K and bringing the position to 27,059 shares worth $265K. The position accounts for ﹤0.01% of the portfolio, ranked #4900.

UBS first reported a position in DUC in Q2 2013 and has held it in 6 quarters since. The position peaked at $310K in Q2 2013. 42 funds tracked by Wall St. Rank hold DUC as of Q3 2014.

  • UBS held 27,059 shares of Duff & Phelps Utility & Corporate Bond Trust worth $265K as of Q3 2014.
  • UBS bought 2,416 Duff & Phelps Utility & Corporate Bond Trust shares in Q3 2014, an estimated $24.6K.
  • Duff & Phelps Utility & Corporate Bond Trust made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4900 holding.
  • UBS first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2013 and has held it in 6 quarters since.
  • UBS's Duff & Phelps Utility & Corporate Bond Trust position peaked at $310K in Q2 2013.
  • 42 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.