Whalerock Point Partners’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Whalerock Point Partners’s Portfolio DUC Stock Details DUC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-10,139	Closed	-$99K	–	150
2014 Q3	$99K	Hold	10,139	–	–	0.04%	147
2014 Q2	$106K	Hold	10,139	–	–	0.05%	145
2014 Q1	$104K	Hold	10,139	–	–	0.05%	131
2013 Q4	$101K	Buy	+10,139	New	+$103K	0.05%	123

Other funds holding DUC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Whalerock Point Partners's DUC Position: Q4 2014 in Review

Whalerock Point Partners sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q4 2014, closing a stake of 10,139 shares — an estimated $99K sold.

Whalerock Point Partners first reported a position in DUC in Q4 2013 and held it in 4 quarters. The position peaked at $106K in Q2 2014. 34 funds tracked by Wall St. Rank hold DUC as of Q4 2014.

Whalerock Point Partners reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q4 2014 after selling out during the quarter.
Whalerock Point Partners sold 10,139 Duff & Phelps Utility & Corporate Bond Trust shares in Q4 2014, an estimated $99K.
Whalerock Point Partners first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q4 2013 and held it in 4 quarters.
Whalerock Point Partners's Duff & Phelps Utility & Corporate Bond Trust position peaked at $106K in Q2 2014.
34 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q4 2014.

Based on Whalerock Point Partners's 13F filing for Q4 2014, filed 24 Feb 2015.