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Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Advisors Asset Management
1
Advisors Asset Management
Colorado
$22.4M -$3.87M -198,849 -14%
Morgan Stanley
2
Morgan Stanley
New York
$21.6M +$359K +18,426 +2%
Wells Fargo
3
Wells Fargo
California
$15.3M +$956K +49,092 +6%
Guggenheim Capital
4
Guggenheim Capital
Illinois
$12.1M +$156K +8,028 +1%
Invesco
5
Invesco
Georgia
$8.63M +$68.4K +3,512 +0.7%
UBS Group
6
UBS Group
Switzerland
$4.75M +$984K +50,569 +23%
Parametric Portfolio Associates
7
Parametric Portfolio Associates
Washington
$4.17M +$380K +19,544 +9%
Raymond James & Associates
8
Raymond James & Associates
Florida
$4.05M +$445K +22,873 +11%
1607 Capital Partners
9
1607 Capital Partners
Virginia
$3.55M +$2.38M +122,005 +156%
CA
10
Cornerstone Advisors
North Carolina
$3.53M -$141K -7,243 -4%
Ledyard National Bank
11
Ledyard National Bank
$3.38M -$221K -11,377 -6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.86M +$11K +564 +0.4%
Wolverine Asset Management
13
Wolverine Asset Management
Illinois
$1.33M +$464K +23,852 +46%
First Trust Advisors
14
First Trust Advisors
Illinois
$1.01M +$9.21K +473 +0.8%
Ladenburg Thalmann Financial Services
15
Ladenburg Thalmann Financial Services
Florida
$1M -$276K -14,160 -20%
Bank of America
16
Bank of America
North Carolina
$687K +$79.6K +4,087 +12%
LPL Financial
17
LPL Financial
California
$676K -$133K -6,811 -15%
Doliver Advisors
18
Doliver Advisors
Texas
$649K +$712K +36,599 New
Smith, Moore & Co
19
Smith, Moore & Co
Missouri
$487K +$175 +9 +0%
AQR Arbitrage
20
AQR Arbitrage
Connecticut
$404K +$444K +22,810 New
Landscape Capital Management
21
Landscape Capital Management
New Jersey
$399K +$438K +22,521 New
Formidable Asset Management
22
Formidable Asset Management
Ohio
$338K – – –
SignalPoint Asset Management
23
SignalPoint Asset Management
Missouri
$322K – – –
Virtu KCG Holdings
24
Virtu KCG Holdings
New York
$278K +$306K +15,711 New
Brown Advisory
25
Brown Advisory
Maryland
$266K +$292K +15,000 New