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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.4M +$16.9M +874,067 New
Wells Fargo
2
Wells Fargo
California
$14.1M +$14.5M +752,703 New
LNB
3
Ledyard National Bank
$7.63M +$7.88M +408,002 New
Invesco
4
Invesco
Georgia
$5.73M +$5.92M +306,185 New
AAM
5
Advisors Asset Management
Colorado
$1.73M +$1.79M +92,534 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.69M +$1.74M +90,193 New
U
7
UBS
Switzerland
$1.49M +$1.54M +79,839 New
PPA
8
Parametric Portfolio Associates
Washington
$1.38M +$1.42M +73,743 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.26M +$1.3M +67,475 New
Bank of America
10
Bank of America
North Carolina
$1.21M +$1.25M +64,511 New
AIM
11
Assured Investment Management
New York
$979K +$1.01M +52,339 New
CA
12
Cornerstone Advisors
North Carolina
$868K +$897K +46,400 New
First Trust Advisors
13
First Trust Advisors
Illinois
$815K +$841K +43,549 New
RJA
14
Raymond James & Associates
Florida
$656K +$678K +35,078 New
LPL Financial
15
LPL Financial
California
$594K +$613K +31,730 New
Citigroup
16
Citigroup
New York
$486K +$503K +26,013 New
WS
17
Wedbush Securities
California
$295K +$305K +15,775 New
DA
18
Doliver Advisors
Texas
$287K +$297K +15,366 New
KFS
19
KMS Financial Services
Washington
$260K +$269K +13,900 New
Jane Street
20
Jane Street
New York
$229K +$236K +12,228 New
Deutsche Bank
21
Deutsche Bank
Germany
$194K +$201K +10,380 New
Ameriprise
22
Ameriprise
Minnesota
$132K +$136K +7,055 New
FFC
23
First Financial Corp
Indiana
$112K +$116K +6,000 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$65K +$67.6K +3,500 New
DADC
25
D.A. Davidson & Co
Montana
$60K +$62.8K +3,250 New