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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.1M +$719K +38,483 +4%
Wells Fargo
2
Wells Fargo
California
$15.2M +$1.12M +59,928 +8%
Invesco
3
Invesco
Georgia
$7.03M +$1.29M +69,309 +23%
LNB
4
Ledyard National Bank
$4.29M -$3.34M -178,857 -44%
AAM
5
Advisors Asset Management
Colorado
$2.75M +$1.01M +54,280 +59%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.21M +$523K +28,013 +31%
CA
7
Cornerstone Advisors
North Carolina
$1.97M +$1.1M +59,020 +127%
PPA
8
Parametric Portfolio Associates
Washington
$1.72M +$343K +18,354 +25%
Bank of America
9
Bank of America
North Carolina
$1.42M +$215K +11,499 +18%
U
10
UBS
Switzerland
$1.36M -$135K -7,215 -9%
RJA
11
Raymond James & Associates
Florida
$1.05M +$395K +21,141 +60%
TC
12
TFS Capital
Pennsylvania
$1.03M +$1.03M +55,111 New
First Trust Advisors
13
First Trust Advisors
Illinois
$884K +$69.2K +3,704 +9%
AIM
14
Assured Investment Management
New York
$783K -$196K -10,468 -20%
GC
15
Guggenheim Capital
Illinois
$695K +$694K +37,176 New
DA
16
Doliver Advisors
Texas
$583K +$295K +15,807 +103%
FAM
17
Formidable Asset Management
Ohio
$583K +$581K +31,102 New
LPL Financial
18
LPL Financial
California
$543K -$54.1K -2,898 -9%
KFS
19
KMS Financial Services
Washington
$489K +$229K +12,250 +88%
Citigroup
20
Citigroup
New York
$372K -$114K -6,108 -23%
Deutsche Bank
21
Deutsche Bank
Germany
$354K +$162K +8,650 +83%
WS
22
Wedbush Securities
California
$296K +$392 +21 +0.1%
SAM
23
SignalPoint Asset Management
Missouri
$283K +$282K +15,110 New
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$247K +$247K +13,205 New
FAM
25
Forty4 Asset Management
Illinois
$204K +$204K +10,900 New