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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.4M +$1.51M +165,015 +9%
CA
2
Cornerstone Advisors
North Carolina
$7.59M +$713K +77,955 +11%
Wells Fargo
3
Wells Fargo
California
$7.41M +$790K +86,379 +13%
KIM
4
Karpus Investment Management
New York
$4.85M +$634K +69,283 +16%
Allspring Global Investments
5
Allspring Global Investments
North Carolina
$4.03M +$256K +28,029 +7%
LCM
6
Landscape Capital Management
New Jersey
$3.43M -$487K -53,237 -13%
UAG
7
United Advisor Group
Ohio
$3.06M +$2.93M +320,421 New
UBS Group
8
UBS Group
Switzerland
$3.03M -$378K -41,310 -12%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.62M +$368K +40,186 +17%
LPL Financial
10
LPL Financial
California
$2.37M -$357K -38,984 -14%
SCM
11
Saba Capital Management
New York
$2.26M -$2.82M -307,624 -57%
Cohen & Steers
12
Cohen & Steers
New York
$1.92M +$73.2K +8,000 +4%
AA
13
AQR Arbitrage
Connecticut
$1.8M +$754K +82,390 +78%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.63M +$50.6K +5,535 +3%
PI
15
PFG Investments
New York
$1.45M +$1.39M +151,798 New
RL
16
RPO LLC
Connecticut
$1.43M -$718K -78,428 -34%
RJA
17
Raymond James & Associates
Florida
$1.41M +$76.8K +8,390 +6%
CPRC
18
Consolidated Portfolio Review Corp
New York
$1.34M +$824K +90,101 +181%
JWCA
19
J.W. Cole Advisors
Florida
$1.14M +$198K +21,680 +22%
Osaic Holdings
20
Osaic Holdings
Arizona
$1.04M -$28.8K -3,152 -3%
AAM
21
Advisors Asset Management
Colorado
$904K +$367K +40,083 +74%
WAM
22
Wolverine Asset Management
Illinois
$859K -$1.9M -207,678 -70%
BFM
23
Boothbay Fund Management
New York
$644K -$970K -106,050 -61%
Truist Financial
24
Truist Financial
North Carolina
$490K -$255K -27,900 -35%
PWMA
25
Pension & Wealth Management Advisors
Massachusetts
$477K +$180K +19,709 +65%