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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$24.9M +$6.83M +313,354 +37%
Morgan Stanley
2
Morgan Stanley
New York
$21.3M +$2.44M +112,128 +13%
Wells Fargo
3
Wells Fargo
California
$19.3M +$756K +34,722 +4%
Invesco
4
Invesco
Georgia
$11.5M +$1.8M +82,581 +18%
GC
5
Guggenheim Capital
Illinois
$10.5M +$2.45M +112,360 +29%
GFM
6
Gramercy Funds Management
Connecticut
$5.89M -$198K -9,100 -3%
CA
7
Cornerstone Advisors
North Carolina
$4.89M +$965K +44,309 +24%
U
8
UBS
Switzerland
$4.67M -$158K -7,272 -3%
LNB
9
Ledyard National Bank
$3.9M -$61.3K -2,816 -2%
RJA
10
Raymond James & Associates
Florida
$3.5M +$724K +33,242 +25%
PPA
11
Parametric Portfolio Associates
Washington
$3.39M +$1.18M +54,010 +51%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.62M +$45.7K +2,100 +2%
1CP
13
1607 Capital Partners
Virginia
$1.77M
NPC
14
National Planning Corporation
California
$1.21M +$1.26M +57,782 New
First Trust Advisors
15
First Trust Advisors
Illinois
$1.11M +$30.7K +1,410 +3%
Bank of America
16
Bank of America
North Carolina
$1.1M +$20.3K +930 +2%
LPL Financial
17
LPL Financial
California
$923K +$97.2K +4,464 +11%
AIM
18
Assured Investment Management
New York
$891K
KFS
19
KMS Financial Services
Washington
$878K -$16.3K -750 -2%
SMC
20
Smith, Moore & Co
Missouri
$600K -$36K -1,651 -6%
FAM
21
Formidable Asset Management
Ohio
$568K
Citigroup
22
Citigroup
New York
$414K -$69.6K -3,197 -14%
SAM
23
SignalPoint Asset Management
Missouri
$346K -$54K -2,479 -13%
HighTower Advisors
24
HighTower Advisors
Illinois
$240K -$9.39K -431 -4%
WS
25
Wedbush Securities
California
$222K +$15.7K +722 +7%