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Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25.5M +$657K +43,417 +3%
UBS Group
2
UBS Group
Switzerland
$9.41M -$605K -39,982 -6%
Parametric Portfolio Associates
3
Parametric Portfolio Associates
Washington
$8.18M -$3.46M -228,566 -30%
Wells Fargo
4
Wells Fargo
California
$6.91M -$3.99M -264,056 -37%
Advisors Asset Management
5
Advisors Asset Management
Colorado
$6.42M +$1.58M +104,186 +33%
Raymond James & Associates
6
Raymond James & Associates
Florida
$5.76M -$33.2K -2,193 -0.6%
Guggenheim Capital
7
Guggenheim Capital
Illinois
$3.8M -$194K -12,817 -5%
Proficio Capital Partners
8
Proficio Capital Partners
Massachusetts
$2.55M +$43.4K +2,870 +2%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$2.43M – – –
Swaine & Leidel Wealth Services
10
Swaine & Leidel Wealth Services
Florida
$2.4M +$367K +24,249 +18%
Stifel Financial
11
Stifel Financial
Missouri
$2.3M -$366K -24,199 -14%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.29M -$370K -24,474 -14%
Ladenburg Thalmann Financial Services
13
Ladenburg Thalmann Financial Services
Florida
$2.11M -$286K -18,893 -12%
Raymond James Financial Services Advisors
14
Raymond James Financial Services Advisors
Florida
$1.98M -$135K -8,906 -6%
Golden State Wealth Management
15
Golden State Wealth Management
California
$1.82M +$1.47M +97,489 +453%
Bank of America
16
Bank of America
North Carolina
$1.64M +$226K +14,952 +16%
Advisornet Financial
17
Advisornet Financial
Minnesota
$1.02M +$8.32K +550 +0.8%
Inscription Capital
18
Inscription Capital
Texas
$944K – – –
Clough Capital Partners
19
Clough Capital Partners
Massachusetts
$906K – – –
Acima Private Wealth
20
Acima Private Wealth
Virginia
$676K +$51K +3,375 +8%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$596K -$17.9K -1,186 -3%
Invesco
22
Invesco
Georgia
$566K +$559K +36,953 New
S.R. Schill & Associates
23
S.R. Schill & Associates
Washington
$551K +$1.78K +118 +0.3%
StrategIQ Financial Group
24
StrategIQ Financial Group
Indiana
$513K – – –
Mid Atlantic Financial Management
25
Mid Atlantic Financial Management
Pennsylvania
$493K -$225K -14,896 -32%