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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.6M -$550K -26,434 -3%
Wells Fargo
2
Wells Fargo
California
$19.2M +$1.67M +80,240 +10%
AAM
3
Advisors Asset Management
Colorado
$18.8M +$4.51M +216,700 +34%
Invesco
4
Invesco
Georgia
$10.1M +$1.52M +73,091 +19%
GC
5
Guggenheim Capital
Illinois
$8.39M +$3.61M +173,567 +83%
GFM
6
Gramercy Funds Management
Connecticut
$6.29M +$3.52M +169,068 +145%
U
7
UBS
Switzerland
$4.99M +$255K +12,253 +6%
LNB
8
Ledyard National Bank
$4.09M -$84.6K -4,064 -2%
CA
9
Cornerstone Advisors
North Carolina
$4.08M +$1.1M +52,630 +40%
RJA
10
Raymond James & Associates
Florida
$2.89M +$423K +20,305 +18%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.67M +$38.8K +1,863 +2%
PPA
12
Parametric Portfolio Associates
Washington
$2.32M +$176K +8,434 +9%
1CP
13
1607 Capital Partners
Virginia
$1.83M +$976K +46,916 +129%
Bank of America
14
Bank of America
North Carolina
$1.12M +$72.8K +3,498 +7%
First Trust Advisors
15
First Trust Advisors
Illinois
$1.12M +$111K +5,350 +12%
WAM
16
Wolverine Asset Management
Illinois
$1.07M +$40.1K +1,925 +4%
KFS
17
KMS Financial Services
Washington
$924K -$21.3K -1,025 -2%
AIM
18
Assured Investment Management
New York
$921K
LPL Financial
19
LPL Financial
California
$854K -$30.7K -1,477 -4%
SMC
20
Smith, Moore & Co
Missouri
$656K +$621K +29,844 New
DA
21
Doliver Advisors
Texas
$597K +$565K +27,162 New
FAM
22
Formidable Asset Management
Ohio
$565K
Citigroup
23
Citigroup
New York
$498K +$24.8K +1,194 +6%
SAM
24
SignalPoint Asset Management
Missouri
$413K +$458 +22 +0.1%
TC
25
TFS Capital
Pennsylvania
$385K +$365K +17,515 New