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DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.2M -$3.34M -241,181 -18%
Wells Fargo
2
Wells Fargo
California
$12.7M -$4.36M -315,167 -28%
FIMG
3
Financial & Investment Management Group
Michigan
$12.5M +$3M +216,805 +38%
AAM
4
Advisors Asset Management
Colorado
$9.07M -$3.19M -230,137 -29%
UBS Group
5
UBS Group
Switzerland
$8.96M +$332K +24,002 +4%
GC
6
Guggenheim Capital
Illinois
$8.46M -$904K -65,275 -11%
CA
7
Cornerstone Advisors
North Carolina
$6.9M +$739K +53,334 +14%
RJA
8
Raymond James & Associates
Florida
$5.17M +$422K +30,490 +10%
PPA
9
Parametric Portfolio Associates
Washington
$3.79M +$434K +31,368 +15%
1CP
10
1607 Capital Partners
Virginia
$3.71M -$195K -14,100 -6%
Invesco
11
Invesco
Georgia
$3.08M -$1.52M -110,128 -36%
PCP
12
Proficio Capital Partners
Massachusetts
$2.74M +$309K +22,295 +15%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2M -$147K -10,583 -8%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.93M +$761K +54,988 +83%
DA
15
Doliver Advisors
Texas
$1.53M +$1.33M +96,072 New
Citigroup
16
Citigroup
New York
$1.52M +$1.18M +85,137 +823%
MC
17
Matisse Capital
Oregon
$1.48M -$605K -43,662 -32%
LCM
18
Landscape Capital Management
New Jersey
$1.29M -$103K -7,454 -8%
Bank of America
19
Bank of America
North Carolina
$985K +$367K +26,539 +75%
Stifel Financial
20
Stifel Financial
Missouri
$889K +$774K +55,881 New
LPL Financial
21
LPL Financial
California
$882K +$18.8K +1,357 +2%
BWM
22
BerganKDV Wealth Management
Minnesota
$683K +$595K +42,955 New
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$665K +$67.9K +4,903 +13%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$656K -$96.5K -6,970 -14%
SG Americas Securities
25
SG Americas Securities
New York
$649K -$841K -60,707 -60%
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