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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.1M -$211K -11,082 -1%
Wells Fargo
2
Wells Fargo
California
$15.7M +$1.05M +55,513 +8%
AAM
3
Advisors Asset Management
Colorado
$12.7M +$5.58M +293,522 +85%
Invesco
4
Invesco
Georgia
$7.61M -$1.53M -80,326 -17%
U
5
UBS
Switzerland
$4.25M +$2.17M +114,219 +114%
GC
6
Guggenheim Capital
Illinois
$4.12M +$1.04M +54,703 +36%
LNB
7
Ledyard National Bank
$3.77M -$21.2K -1,116 -0.6%
CA
8
Cornerstone Advisors
North Carolina
$2.63M +$691K +36,379 +38%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.36M +$93.4K +4,917 +4%
GFM
10
Gramercy Funds Management
Connecticut
$2.32M +$2.22M +117,000 New
RJA
11
Raymond James & Associates
Florida
$2.2M +$689K +36,252 +48%
PPA
12
Parametric Portfolio Associates
Washington
$1.92M -$96.4K -5,075 -5%
Bank of America
13
Bank of America
North Carolina
$936K -$99.2K -5,222 -10%
WAM
14
Wolverine Asset Management
Illinois
$928K +$891K +46,906 New
First Trust Advisors
15
First Trust Advisors
Illinois
$899K -$135K -7,103 -14%
KFS
16
KMS Financial Services
Washington
$852K +$123K +6,489 +18%
AIM
17
Assured Investment Management
New York
$829K
LPL Financial
18
LPL Financial
California
$798K +$180K +9,483 +31%
1CP
19
1607 Capital Partners
Virginia
$722K +$693K +36,489 New
RCM
20
Robinson Capital Management
Michigan
$642K +$184K +9,659 +42%
FAM
21
Formidable Asset Management
Ohio
$522K
Citigroup
22
Citigroup
New York
$425K -$342 -18 -0.1%
SAM
23
SignalPoint Asset Management
Missouri
$371K +$456 +24 +0.1%
WS
24
Wedbush Securities
California
$247K -$114K -5,977 -32%
HighTower Advisors
25
HighTower Advisors
Illinois
$231K +$27.2K +1,434 +14%